Baxter-Sagart 2014 reconstruct 夏 *[g]ˤraʔ > haeH > xià ‘summer’ (~ *[g]ˤraʔ-s). A homophone is 暇 *[g]ˤra-s > haeH > xià ‘leisure’, with a probable cognate in Written Burmese: â ‘vacant, free; disengaged’. In the two or three months it takes the millets to grow, set ears and ripen, between early summer and harvesting in late summer or autumn, a period of (relative) calm sets in. It would make sense if that period was called ‘leisure’: that would later become the name of summer.
“Out of Taiwan” and the history of Austronesian rice: a rejoinder.
I am aware of two reactions to my last post by authors of the Alam et al. paper: Rafal Gutaker’s private reply to me, and Dorian Fuller’s reaction both rejected my claim that the very different histories of temperate and tropical japonica rices in the Austronesian world imply that different words for the two types of rice should exist in AN languages, instead of just one, as is the case; unless the early Taiwanese Austronesians carried temperate japonica south with them at the time of the Out-of-Taiwan event. Their reasoning—if I understand it well—seems to be that since the Austronesian word for the rice plant does not specifically refer to either tropical or temperate japonica, the issue I am raising is only apparent. They seem to be assuming that Austronesian speakers have in their mental lexicons a word for ‘rice plant’, whether they cultivate rice or not, and that they will give that name to whatever kind of rice they encounter in the course of their expansion.
Languages in the modern world can have a word for a domesticated plant without that plant being cultivated by its speakers—because we import it, buy it in shops, eat it, etc. Neolithic groups only have words for plants they cultivate. The Austronesians in Oceania have abandoned cereal agriculture: accordingly they do not have a traditional word for rice.
The Alam et al. paper presents the history of Austronesian rice as a pincer movement introducing temperate japonica from northeastern Asia to Taiwan while tropical japonica was introduced from the south. The role of Taiwan in this medel is to be a mere contact region between north and south. However the question arises as to whether, during the period of time tropical japonica had not yet reached Taiwan, Taiwanese temperate japonica had already been introduced to the south in the Out-of-Taiwan event; and whether there was interaction between the two south of Taiwan. Linguistics has useful hints there.
At the moment tropical japonica rice was introduced to the southern Austronesian world, the Austronesian people to whom it was introduced gave it the name *panjay. This means that they already cultivated rice. Otherwise, they would have had no name for it, and would either borrow the name used in the language of the group they were receiving it from, or coin a new name for it. Only by miracle would they come up with the same name that was used in Taiwan.
Further, and importantly, the local words for the rice plant that derive from *panjay exhibit the same pattern of phonetic variation, or sound laws,1 as a significant part of the Austronesian vocabulary, simultaneously present in and outside of Taiwan. Linguists assign that vocabulary to the ancestor of all known Austronesian languages. That this vocabulary—currently at least several hundred words—obeys the same set of sound laws must mean that it traveled as a package in the course of the Austronesian expansion. Moreover, that phonetic shared innovations [this is the linguistic equivalent of ‘synapomorphies’ in cladistics] of the non-Formosan Austronesian languages have been observed on this vocabulary leaves no doubt that the expansion went south from Taiwan.
Thus, whatever rice was present in Taiwan at that time was transferred south, together with its name. Most likely that was temperate japonica—what else ? That would certainly explain why it was so easily eliminated by tropical japonica.
In conclusion the finding that rice south of Taiwan is of the tropical japonica type does not argue agains the “Out of Taiwan” hypothesis. This hypothesis does not predict that modern Austronesian rices south of Taiwan should be temperate japonicas. It merely predicts that at the moment of the Out-of-Taiwan event, the Austronesians carried rice with them in their canoes and that they and their descendents grew it in the Philippines, Borneo, Malaysia, Indonesia… On linguistic evidence, such was indeed the case.
In closing I note the lack so far of reactions to my criticism regarding the far too recent date proposed in the Alam et al. paper for the introduction of temperate japonica to Taiwan.
1 This table illustrates the regularity of sound correspondence in the words for the rice plant and other words in selected Austronesian languages in and outside Taiwan.
“Out of Taiwan” and the history of Austronesian rice
Alam, O., Gutaker, R., Wu, C., Hicks, K., Bocinsky, K., Castillo, C., Acabado, S., Fuller, D., Guedes, J., Hsing, Y., Purugganan, M. (2021). Genome analysis traces regional dispersal of rice in Taiwan and Southeast Asia. Molecular Biology and Evolution Doi.org/10.1093/molbev/msab209 Download
This recent paper by Alam et al. makes the case from genome analysis that the traditional rices cultivated by Austronesian-speaking peoples outside of Taiwan are different from those cultivated in Taiwan: they are tropical japonica rices, similar to those from mainland southeast Asia, while the majority of Taiwanese rices are temperate japonicas, close to the rices grown in north China, Korea and Japan. In their view, this goes against the “out of Taiwan” paradigm of Austronesian prehistory. Their idea is further detailed here.
The paper claims that the Taiwanese temperate japonicas were introduced from northeast China, and that the tropical japonicas in the Philippines were introduced from the south; and further, that temperate japonicas never left Taiwan. Given these very different histories, one would normally expect to see different words for temperate and tropical japonicas in the Austronesian languages. Instead, the Austronesian languages mostly use the same word for the japonica plant, whether temperate or tropical, in Taiwan or outside of Taiwan. Local phonetic variations are mostly predictable: this indicates that the words are inherited from the Austronesian ancestor language, as opposed to being borrowed locally from other Austronesian languages through contact. This term is reconstructed as *pajay in a widely-used resource . My own reconstruction is *panjay. This word is regarded by linguists as the name of the rice plant in the ancestral Austronesian language, widely believed to have been spoken before 5000 BP in Taiwan.
The formation of the Austronesian language family through a primary differentiation in Taiwan, followed by a single migration out of Taiwan circa 4000 BP, is supported by multiple lines of evidence: shared linguistic innovations of non-Formosan languages ; , Bayesian phylogenies of Austronesian languages , archaeology , studies of the Austronesian human Y-chromosome , genetics of the human pathogen Helicobacter pylori , and of the paper mulberry, a domesticated plant . Language, then, argues that the out-of-Taiwan migration did introduce temperate japonica rices, together with the term *panjay to the Philippines and islands further south. Absence of temperate japonicas in these modern regions can be explained in terms of competition between temperate and tropical japonicas: as the latter did not grow well in the new southern environment, they were out-competed by tropical japonicas introduced “from the south”— probably from mainland southeast Asia.
The higher yields of tropical japonicas would feed a larger population. This can be related to a recent proposal that Bayesian phylogenetics of Philippine languages support a diversification from the south, implying a northward back-migration of Philippine speakers . This population movement was quite plausibly fueled by the possession of tropical japonicas: it was also the instrument of their northward spread. Philippine farmers, one supposes, did not think of tropical and temperate japonicas as different plants, referring to both kinds as *panjay—they would later also recognize the more strongly divergent indica rices, introduced from the Indian subcontinent, as *panjay. When temperate japonicas were abandoned, their original name continued to be used for tropical japonicas. This both accounts for the existence of a single term for the rice plant in the Austronesian languages, and reconciles the out-of-Taiwan hypothesis with the finding of a southern origin of tropical japonicas.
The date of separation between temperate japonicas from northeast Asia and from Taiwan, given as 2600 BP by the authors, is another problematic area. They attribute the introduction of temperate japonica to Taiwan to a migration from northeast Asia, which must, then, have started after 2600 BP, and reached Taiwan at an even later date. They seek support for the migration, and for their own chronology, in the observation that “Taiwanese peoples from ~1300 BCE to 800 CE carried ~25% of a northern East Asian lineage in their genomes” . This, however, means that the northerners had already reached Taiwan by 3300 BP, 700 years before the proposed date of separation. The northerners and their temperate japonica rices may actually have reached Taiwan much earlier, as the last-mentioned study did not use any earlier ancient DNA data for Taiwan. The date the authors of that study suggest for the arrival of northerners in Taiwan is 5000-4500 BP: this is based on archaeological finds of domesticated foxtail millet in Taiwan during that period. Foxtail millet is generally thought to have been domesticated in north China around 8000 years ago. Under the Alam et al. paper, two distinct southward migrations are necessary for the introduction of millet and rice to Taiwan from northeastern China.
[Added Aug. 30, 2021: this post occasioned some reactions from authors of the Alam et al. paper. See my response here].
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The names of the rice plant. II ‘Tibeto-Burman’ (continued)
This post continues an earlier one (here) where a name of the rice plant, pre-reconstructible as #am, was shown to occur in languages of three distinct branches of the non-Sinitic part of Sino-Tibetan.
In addition, I cited a related pair of forms in Chepang: ʔamʰ ‘cooked rice’ and yam ‘rice plant’, noting the parallel alternation in Chepang ʔat and yat, both ‘one’. Prothesis of y- in yam and yat calls for an explanation.
I also noted related forms where #am is apparently preceded by an m- formative: Jingpo mam³³ ‘rice’ (paddy) and Thulung (Allen 1975), a Kiranti language, mam ‘grain of rice remaining unhusked after milling’.
It is possible that this m- formative is the remnant of a morpheme cognate with Chinese 米 *(C.)mˤ[e]jʔ > mejX > mǐ ‘grains of any cereal, dehusked and polished’. In the STEDT website, Matisoff gives this cognate set, with the gloss RICE/PADDY, but, as in Chinese, the same morpheme can be used of millet, e.g. Garo (Burling) mi-si-mi ‘millet’, Gyarong (Ma’erkang) sməi khri ‘millet’. Thus Jingpo mam³³ ‘rice’ (paddy) would be from #mej-am ‘grain(s) of rice/rice in grains’; and Thulung mam ‘grain of rice remaining unhusked after milling’ would also be from ‘grain of rice’, without the need for a wide-ranging semantic shift.
This idea has the additional potential of explaining the prothesis of y- in the Chepang form cited above, if we suppose an evolution of the kind of #mej-am > mej-jam > jam.
As to the morpheme #am ‘rice plant’ itself, it seems likely that it arose out of a verb ‘to eat’, for which the STEDT has this cognate set. For a parallel, the Proto-Austronesian verb *kaen ‘to eat’ has a patient noun derivative with *-en: *kaen-en ‘food’ which evolves to ‘rice’ in certain Philippine and Bornean languages where rice is the main staple.
The names of the rice plant. II ‘Tibeto-Burman’
A term for the domesticated rice plant, pre-reconstructable as #am, occurs in three modern languages belonging to phylogenetically distant subgroups of Tibeto-Burman (TB) (note: by ‘Tibeto-Burman’ I mean a branch of the Sino-Tibetan family which includes all its languages except Chinese. There is evidence that Tibetan and Burmese are part of the same eastern subbranch of that subgroup: thus the name ‘Tibeto-Burman’ is over-restrictive, and a new name will eventually have to be found).
|Bengni (Tani group)||am||‘rice plant’||Sun (1993)|
|Dulong (a.k.a Trung, Nungish group)||am55||‘rice’ (paddy)||Huang et al. (1992)
|Sak (Sal group)||aŋ||‘rice plant’||Huziwara (2008)|
Final *-m regularly shifts to -ŋ in Sak.
Apparently related forms occur in other TB languages. Chepang (Caughley 2000) ʔamʰ ‘cooked rice’ and yam ‘rice plant’ (these two forms are related to one another, compare Chepang ʔat and yat, both ‘one’). Jingpo, another Sal language, has #am apparently prefixed with m- of uncertain function: mam³³ ‘rice’ (paddy). Likewise, the Kiranti language Thulung (Allen 1975) has mam ‘grain of rice remaining unhusked after milling’.
Allen, N.J. 1975. Sketch of Thulung grammar. (East Asian Papers, No. 6). Ithaca: Cornell University China-Japan Program. Accessed via STEDT database <http://stedt.berkeley.edu/search/> on 2018-02-09.
Caughley, R. (2000) Dictionary of Chepang. Canberra: Pacific Linguistics 502.
Huang Bufan et al. 1992. Zang-Mian Yuzu Yuyan Cihui [A Tibeto-Burman Lexicon]. Beijing: Zhongyang Minzu Xueyuan Chubanshe.
Huziwara Keisuke. 2008. Chakku-go no kijutsu gengogakuteki kenkyuu [A descriptive linguistic study of the Sak language]. (unpublished ms. contributed to STEDT). Accessed via STEDT database <http://stedt.berkeley.edu/search/> on 2018-02-09.
Sun, Jackson Tianshin. 1993. Tani synonym sets. (unpublished ms. contributed to STEDT). Accessed via STEDT database <http://stedt.berkeley.edu/search/> on 2018-02-09.
The name(s) of the rice plant. I: Chinese
The Chinese name of the domesticated rice plant Oryza sativa is 稻 *[l]ˤuʔ > dawX > dào. The character occurs in the Odes (Guo Feng 154 七月), and in the Zhou Li, at least. The Shuo Wen defines it as 稌 *lˤaʔ > duX > tú ‘glutinous rice plant’, but the textual occurrences imply that the domesticated rice plant, whether glutinous or not, was the referent. However, early forms of 稻 *[l]ˤuʔ > dawX > dào have the signific 米 ‘grain’ instead of 禾 ‘grain-bearing grass’, suggesting that the word’s original meaning was that of rice in some kind of grain form, rather than the standing plant. A shift of meaning appears to have taken place between the time of creation of the character and the late OC period, to which the above-cited texts belong. Etymologically, it is possible that the noun belongs to the word-family of 舀 *(m-)l[u]ʔ > yewX > yǎo ‘to scoop’ (used in particular of grain), which is also the phonetic element in 稻 dào. The word’s meaning at the time the character was created may have been something like ‘rice grains as scooped out of storage and into a mortar for dehusking’. Rice grains are kept in storage with the husks on by the Austronesians in Taiwan, as a protection against humidity, rot and pests. The early Chinese may have followed the same practice. From the point of view of consumers, unhusked rice is rice in its most natural form. A semantic shift extending the meaning of 稻 *[l]ˤuʔ > dawX > dào to include the rice plant would be very natural. It is often the case in the languages of East Asian cereal farmers that the same term designates the plant and its unhusked grains. Different terms typically designate the de-husked grains, the de-husked-and-polished grains, and the cooked grain food.
Now if 稻 dào is innovative as ‘rice plant’, it presumably displaced an earlier word of the same meaning. 稻 dào does not occur in the Shang inscriptions. The only word possibly referring to the rice plant in the Shang inscriptions is a hapax in inscription 13505 of Jiaguwen Heji: 秜 *nrəj > nrij > lí. Success or failure of rice harvests seems not to have been the subject of much interest on the part of the Shang kings. The main cereals economically were foxtail millet Setaria italica and broomcorn millet Panicum miliaceum. According to Shuo Wen, more than a millennium later, the meaning of 秜 *nrəj was ‘perennial rice’, that is, rice regrowing each year without reseeding. Perennial rices are normally wild, but inscription 13505 implies harvesting: ” 乎圃秜于(女+自), 受(有)年 ? ” Liu Zhiji et al. (incl. Takashima) (Jiaguwen jin yi leijian p. 441) translate: “will we harvest a good crop if we order Pu to plow paddies at Zi ?”. Compare this other inscription (Jiaguwen jin yi leijian p. 2) “令眾黍, 其受(有)年 ?” if we order the multitude to plant millet, will we harvest a plentiful crop?”.
How can we make sense of all this ? I propose this hypothesis: the word for the domesticated rice plant in Shang times was 秜 *nrəj while 稻 *[l]ˤuʔ, etymologically related to 舀 *(m-)l[u]ʔ > yewX > yǎo ‘to scoop’ , referred to rice grain in storage, still with the husks on. At some point in the first millennium BCE, 稻 *[l]ˤuʔ extended its meaning to include the name of the plant from which the grains came, ultimately displacing 秜 *nrəj as ‘domesticated rice plant’. By the time of Shuo Wen, c. 100 CE, 稻 *[l]ˤuʔ was established as the name of the domesticated rice plant, and 秜 *nrəj only referred to wild (‘perennial’) rice.
At this point we should ask this question: why did a new word for the rice plant, as opposed to the foxtail or broomcorn millet plants, evolve out of a verb ‘to scoop’ ? here we may gain some insights from the grain storage and preparation techniques of the Formosan Austronesians, as observed during our recent fieldwork (Nov 2017) by Mr Hsu Tze-fu of the Institute of Plant and Microbial Biology, Academia Sinica and myself. While rice is stored as grain with the husks on, foxtail millet is kept in storage in the form of bundles of ears. Once dry, these are crushed underfoot or with a large pestle, before pounding in the mortar to remove the husks, immediately before cooking. This process involves no scooping. If early Chinese practices were similar, scooping was rice-specific and ‘scooped grain’ would have been synonymous with ‘rice grain in storage’.