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The *i vs. *ə alternation in the Sino-Tibetan word for ‘10’

Some generalizations for a start. Those Sino-Tibetan (ST) words for ‘10’ that end in a labial consonant have the widest distribution and almost certainly reflect the main PST etymon for ‘ten’. They come in two flavors: with vowels *i and *ə. The i-set is limited to Tibeto-Burman (TB). Its members either end in a stop: -ip, -ep, -iap: WB kyip, Limbu gip, Mikir kep, Geman Deng kiɑp/kyep, etc. or—if the stop has been lost— in the vowel preceding it: for instance in some rGyalrongic languages: Japhug sqi, Ergong (Daofu); (Huang and Dai 1992) zʁa ‘ten’, sqha (‘ten’ in ‘20’, ‘30’ etc., from earlier zʁe, sqhe, or zʁia, sqhia). The STEDT website reconstructs *gip ‘ten’, which is fine except that Japhug sqi and Ergong zʁa indicate a uvular initial. Under Matisoff, the STEDT ignores the ST distinction between velars and uvulars. WB kyip, on the other hand, seems to argue against a uvular, since PST uvulars normally go to zero/ʔ (depending on the transcription being used) in Burmese (Peiros and Starostin 1995). Here we probably see the original uvular anteriorized to a velar by the preceding s- in rGyalrongic, a closely related group according to Sagart et al. (2019). This points to a PTB *sɢip.

The STEDT does not give a reconstruction for the ə-vowel set. TB merges *ə into *a, thus the TB forms in this set usually have a low vowel. They include Proto-Tani *čam ‘tens’ (Sun 1993) as in Adi Bokar ʧam– ’10’ in numbers ‘20’ and above. The situation in rGyalrongic is more complex. As already mentioned, Japhug has sqi for ‘10’. In Jacques’s synchronic analysis (2021:236), ‘10’ as a formative in teens is is /sqa/ . Specifically in 11, 12, 13 and 16 it is immediately followed by a labial consonant before the unit number: 11 sqa-p-tɯɣ, 12 sqa-m-nɯz, 13 sqa-f-sum, 16 sqa-p-rɤɣ. The labial element is not inserted in 14 and 15, as the unit number already begins in a labial: sqa-βde, sqa-mŋu. No labial element is inserted in 17-19: sqa-ɕnɯz, sqa-rcat, sqa-nŋɯt. It is of course the lack of an inserted labial in 17-19 which motivates treating -p-, -m-, -f- as insertions: historically they are vestiges of an earlier *-p coda on ‘10’ (pre-Japhug *sqap) assimilated on the following numeral’s initial. Ergong (Huang and Dai 1992) is parallel to Japhug: along with zʁa and sqha, already mentioned for ‘ten’ and its exact multiples, one has ʁɑ in teens (notice the back vowel). The -m endings in Proto-Tani *čam ’tens’ probably also had their *-p ending assimilated on a following nasal: for an unknown reason the *-am forms displaced the *-ap forms. If we wanted to include Proto-Kuki-Chin *soom ‘ten’ (VanBik 2009) in the ə-vowel set, we would need a change ɢ > w, so that *sɢaap/m > swaam > soom. I am not aware of any evidence for that change (noyt that I would necessarily), so the reason for the vowel change may well lie elsewhere.

rGyalrongic holds clues to a solution to the two-flavor problem. Japhug and Daofu have a front vowel when ‘ten’ occurs at the end of a numeral expression—i.e. in ‘10’ and its multiples—vs. a low or back vowel when ‘10’ is non-final, being followed by a unit numeral—in teens. If PST numeral expressions were stressed on the last morpheme and non-final morphemes were unstressed, non-final ‘ten’ would have a more central vowel than word-final ‘10’ phonetically. This could eventually phonologize so that one would get a phonemic contrast between /sɢip/ and /sɢəp/. Only the latter’s ending would have the opportunity to assimilate on a following numeral’s onset—the former was never followed by a numeral. This will explain why the *p ending in the *i-set either remains or falls, but never assimilates, and why only the *ə-set can end in -m.

Tani has lost the i-vowel variant to an innovated form Proto-Tani *rjɯŋ ‘ten’. In all other contexts the ə-variant *čam ‘tens’ has prevailed, even in exact multiples of ten because the Tani order for these numerals is 10-multiplicator, e.g. Adi-Bokar tʃɑmɲi 10-2 ‘twenty’, tʃɑmum 10-3 ‘thirty’, tʃɑmpi 10-3 ‘forty’, tʃɑmŋo 10-5 ‘fifty’. Here we understand why.

Let us now turn to Chinese. The Baxter-Sagart OC reconstruction is *t.[g]əp > MC dzyip ‘10’. This is self-evidently part of the ə-vowel set.  *[g] is shorthand for ‘either *g or *ɢ’. Although after non-pharyngealized onsets OC *-ip and *-əp are indistinguishable—both MC -ip—we are confident that in Old Chinese ‘10’ had OC *-əp because c. 1300-1200 BCE the Oracle Bone inscription graphs for shí 十 ‘10’ and for zhēn //針 ‘needle’ are identical: a vertical stroke. In some bronze inscriptions one end of the stroke is blunt and the other is sharp: clearly a drawing of a needle. Both the loan to Vietnamese găm ‘bamboo or metal pin’ and the WB cognate word ap ‘needle’ are incompatible with *-ip/im. Baxter and Sagart (2014) reconstructed ‘needle’ 箴鍼針 as *t.[k]əm, where [k] is shorthand for *k and *q. Proto-Tai *qem ‘needle’ (Pittayaporn 2009) is a Chinese loanword whose *q- could reflect OC pharyngealized *kˤ-, but not plain *k-. This disambiguates ‘needle’ to OC *t.qəm. Thus ‘10’ and ‘needle’ were phonetically close: *t.ɢəp vs. *t.qəm. Normally the difference in endings would have stood in the way of equivalence in the script. Either ‘needle’ had a doublet with -p (as in WB ap, WT khab, Japhug taqaβ), or ‘10’ had a doublet *t.ɢəm through assimilation on a numeral beginning in a nasal, as in rGyalrongic.

It is as yet unclear if the TB and Chinese preinitials: *s- vs. *t., are relatable. So for PST I suggest a doublet for ‘10’: expression-final *[t,s]V.ɢip, non-final *[t,s]V.ɢəp. Chinese has generalized the non-final form across the entire paradigm. As we saw, TB maintains the two and the context in which the PST vowel distinction first arose is only displayed by rGyalrongic.

References

Baxter, William H. and Laurent Sagart. 2014. Old Chinese: a new reconstruction. New York: Oxford University Press.

Jacques, Guillaume. 2021. A grammar of Japhug (Comprehensive Grammar Library 1). Berlin: Language Science Press. http://langsci-press.org/catalog/book/295

Huang Bufan and Dai Qingxia, eds. 1992. Zangmianyuzu yuyan cihui 《藏緬語族語言詞匯》[A Tibeto-Burman Lexicon]. Beijing: Central Institute of Minorities. Accessed via STEDT database <http://stedt.berkeley.edu/search/> on 2024-10-31.

Peiros, I., and S. Starostin. 1995. A comparative vocabulary of five Sino-Tibetan languages. 5 fascicles. Melbourne: Department of Linguistics and applied Linguistics, University of Melbourne.

Pittayaporn, Pittayawat. 2009. The phonology of proto-Tai. Unpublished Cornell U. dissertation.Laurent Sagart, Guillaume Jacques, Yunfan Lai, Robin J. Ryder, Valentin Thouzeau, Simon J. Greenhill, Johann-Mattis List. 2019. Dated language phylogenies shed light on the ancestry of Sino-Tibetan. Proceedings of the National Academy of Sciences May 2019, 116 (21) 10317-10322.

Sun, Jackson Tianshin. 1993. A historical-comparative study of the Tani (Mirish) branch in Tibeto-Burman. Ph.D. Dissertation, University of California, Berkeley.

VanBik, Kenneth. 2009. A reconstructed ancestor of the Kuki-Chin languages. STEDT monograph 8. Berkeley, University of California.

Web sites

STEDT database <http://stedt.berkeley.edu/search/> on 2024-10-31.

Numeral systems of the world’s languages. https://lingweb.eva.mpg.de/channumerals/

Alternating *-it-s and *-ut-s rhymes in the Shi Jing: a dissimilatory change after all

In a recent post I listed six cases of unexpected rhyming between *-it-s and *-ut-s in the Shi Jing, noting that this always occurred after a labial initial. I treated these examples as resulting from an assimilatory process spreading the labial feature onto the vowel. From the sections of the Shi Jing where these rhyme contacts occur, I deducted that the change had taken place in (north)western China.

Guillaume Jacques immediately commented that the reverse interpretation might be worth considering:  a dissimilatory process changing *-ut-s to *-it-s after a labial. In that case, the four labial-initialed *-it-s words (as  reconstructed in Baxter and Sagart 2014) 寐 *mi[t]-s, 穟 *s.[ɢ]ʷi[t]-s, 季 *kʷi[t]-s, 悸 *[g]ʷi[t]-s must have their OC rhyme  emended to *-ut-s : they evolved to *-it-s through labial dissimilation only in eastern China, while continuing to rhyme as *-ut-s in western and northern regions (Daya, 王風 Wang Feng and 衛風 Wei Feng sections).

In a first response,  dated 28-02-2020, I resisted this alternative treatment, missing the point that the change could be dissimilatory and the vowel in the OC reconstructions 寐 *mi[t]-s, 穟 *s.[ɢ]ʷi[t]-s, 季 *kʷi[t]-s, 悸 *[g]ʷi[t]-s, inferred as it was from MC,  could be innovative. In a second comment to the same post four months later I finally saw the light, citing Lushai mut ‘to sleep’ as a potential cognate of 寐 ‘sleep’ in support of reconstructing 寐 as *mu[t]-s in OC. In this post I present more evidence for the dissimilatory view. I am indebted to Bill Baxter for bringing some of the relevant facts to my attention. In what follows I will take as established an east-west dialect distinction in Shi Jing times, described in a forthcoming paper by Ma Kun and myself.

If one of the four words: 寐穟季悸 rhyming as *-it-s or *-ut-s depending on the region had a second reading in MC *-t, we would directly know the direction of change: as suffixed *-s is a necessary condition for the change to occur, the s-less form would show the original vowel. That is, unfortunately, not the case. We can still look for a word-family relating *-it-s and *-ut-s words, and also including s-less members.

Let us consider the words for ‘broom’ and ‘comet’. A comet—really— looks like a certain type of broom—a besom—, so it is not surprising that a Chinese word combines the two meanings: 彗 *s-[ɢ]ʷi[t]-s > zwijH > huì ‘broom; comet’. A synonym is 孛 *[b]ˤ[u]t-s > bwojH > bèi ‘comet’. These two words have the rhymes involved in the *-ut-s / *-it-s alternation, and both have labial or labialized initials. 孛 has a second, s-less reading: *[b]ˤ[u]t > bwot > bó ‘comet’. If 彗 and 孛 can be shown to be etymologically related, then the direction of change cannot be from *-it-s to *-ut-s because the s-less reading of 孛 is compatible with *u and *ə, but not with *i.

But are they related ? as reconstructed in Baxter and Sagart (2014), the two words involve very different roots: [ɢ]ʷi[t and [b]ˤ[u]t. Initial [ɢ]ʷ- in the former was reconstructed because the phonetic series of 彗 includes words with MC x- and hj-, both compatible with an uvular, and a voiced obstruent was needed to voice the prefix. But that reconstruction is not inscribed in marble. I am going to argue that one can derive both 彗 and 孛 out of the labial-initial root in 孛.

The two readings of 孛 ‘comet’ are based on a root Pˤ[u]t (where ‘P’ stands for a labial stop, and [u] stands for either *ə or *u). There is an external cognate: Tangkhul phut ‘broom’ (Bhat 1969). VanBik (2009) reconstructs Proto-Kuki-Chin *phut ‘dust, powder’ which is probably related—a broom is an instrument for dusting. Matisoff’s STEDT web site reconstructs PTB *pʷut ⪤ *hwut ASHES / DUST, which includes Written Burmese phut ‘dust’.  Schuessler (2007:171) offers 勃 ‘powdery’ (sc soil) as a Chinese cognate (reconstructible as *[b]ˤ[u]t > MC bwot in the Baxter-Sagart system). This word is most likely related to 孛 ‘comet’ via ‘broom’. Baxter and Sagart (2014) reconstruct OC independently from TB, but since OC *ə usually corresponds to a in other ST languages, the vowel outside of Chinese argues, though not conclusively, for *Pˤut over *Pˤət.

Let us now suppose that 彗 MC zwijH ‘broom; comet’ contains root *Pˤut. We can explain the  z- initial as a voiced outcome of the OC *s(ə)- prefix,  and the -w- medial as the lenited version of the labial stop in the root. The prefix would have undergone voicing assimilation on the stop—we would need to reconstruct either of OC *bˤ-, *m-pˤ-, or *m-pʰˤ-, which all converge into [b]- before MC, according to the BS system (I am excluding *N-pˤ- and *N-pʰˤ which would only make sense in an intransitive verb). The *[b]- in the OC reconstruction of 孛 in Baxter and Sagart (2014) represents either one of those three  onsets. Lenition of the stop would be more natural in an intervocalic environment, suggesting *sə-[b]-. Evolution to zw- would be via *sə-b- > *sə-β- (lenition) >  *s-β-  (loss of prefix vowel) > *zβ- ( s- > z- voicing assimilation) and finally zw-(defricativization). The appearance of -w- before *u would be what triggered the change  from *-ut-s to *-it-s in the east: *zwut-s > *zwit-s: in other words, a dissimilatory change.

There is a problem with pharyngealization. I have assumed that the root common to 孛 and 彗 had a pharyngealized initial *Pˤ. Now OC pharyngealized words normally do not evolve to MC division 3, yet 彗, MC zwijH, is a third-division word. Why is that ? while in general loosely attached preinitials/prefixes (i.e. having the form *Cə) can occur in all MC divisions, *sə- as reconstructed in the Baxter-Sagart system only ever occurs in MC third-division words. There is something in that prefix which is incompatible with root initial pharyngealization, causing it to be lost. I suspect the prefix was [si] rather than [sə] as Baxter and Sagart reconstructed it, and the front vowel prevented coarticulatory anticipation of the pharyngealization gesture in the following consonant.

Let us go back to the proposed role of medial -w- in triggering the change from *-ut-s to *-it-s: this fails to explain the participation of 寐 in the change, as the initial is a plain *m. The price to pay for our analysis is that we need to stipulate a minor change turning OC [mu] into [mʷu] in the eastern pronunciation, before the *-ut-s > *-it-s change took place. But the idea that medial -w- triggered the change does fit in rather well with the absence of MC labial stop initials among the four words involved. Under a dissimilatory account, the -it-s/-ut-s alternation is conditioned by a labialized initial *Cʷ- preceding *-ut-s, not by a labial consonant preceding *-it-s.

I have shown that deriving 彗 and 孛 from a single root *Pˤut is feasible, even if it requires us to add a hitherto unknown lenition process to our OC reconstruction toolkit. This supports the dissimilatory analysis. In a forthcoming post, I will add new members to the proposed word-family and investigate the phonological and morphological variation it contains.

References

Baxter, William H. and Laurent Sagart. 2014. Old Chinese: a new reconstruction. New York: Oxford University Press.

Bhat, D. N. Shankara. 1969. Tankhur Naga vocabulary. (Deccan College Building Centenary and Silver Jubilee Series 67). Poona: Deccan College Postgraduate and Research Institute.

Schuessler, A. 2007. ABC etymological dictionary of Chinese. Honolulu: University of Hawaii Press.

VanBik, Kenneth. 2009. A reconstructed ancestor of the Kuki-Chin languages. STEDT monograph 8. Berkeley, University of California.

STEDT: https://stedt.berkeley.edu/~stedt-cgi/rootcanal.pl