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Chinese 春 ‘spring’: beginning of the egg-laying season?

The etymology of Chinese 春 ‘spring’ has always intrigued me… Baxter and Sagart (2014) reconstruct 春 *tʰun > tsyhwin > chūn ‘springtime’. The observation that the phonetic in excavated texts is 屯 *dˤun 0427a goes back to Yu Xingwu (Jiang Yubin 2018). Baxter and I might as well have reconstructed *-u[n] because -r is possible: GSR 0427 contains several likely *-r words.

Baxter and Sagart (2014:324) argue that there was in OC a vulgar word for ‘egg’, different from 蛋 and 卵, for which no Chinese character exists: OC *tʰu[n]. It is only attested dialectally:  Cantonese   tʃʰœn A1, Hakka tʃʰun A1.  The word is vulgar because, at least in Cantonese, it also refers to the testicles, but it is also vulgar in the sense of ‘popular’. It was probably not part of the speech of early Chinese literati. For that reason it lacks a character.

Here again, final -n is ambiguous for -r. The word is a homophone of 春 *tʰun > tsyhwin > chūn ‘springtime’. Assuming the ending was *-r rather than *-n, the word exhibits the Sino-Tibetan sound correspondence OC *-ur, Bodo -əy, Lushai -ui, -Proto-Karen *-ej, WT *-u, matching the PTB word for ‘egg’ in Benedict’s Conspectus (1972): *twiy=twəy.

Written Tibetan Boro (Bhat) Lushai (Lorrain) Proto-Karen (Luang.) OC (B-S) PST (tentative)
n.a. dəy ‘egg’ tui ‘egg’ Ɂdej B ‘egg’ tʰu[r] ‘egg’ #tʰur
chu ‘water’ dəy  ‘water, river’ tui ‘water’ thej A ‘water’ s.turʔ ‘river, water’ #s-turʔ
mchu ‘lip’ (gusu)təy ‘lip’ (not cognate) n.a. sə.dur ‘lip’ #m-tur

There is a connection between eggs and the Chinese new year season. In general birds “will nest and lay eggs during the warmer months in the north [of the US, LS]. Typically, the timeline ranges between early spring and late summer” (here). Late winter or spring is the time that hens (at least those presumably old varieties that do not lay eggs year-round) start laying eggs. One US site (here) reports that

“One of our employees who’s at a mid-latitude in the US reports that any girls [hens, LS] who stop laying during the winter begin again regularly–and surprisingly precisely–on February 1 or 2, about halfway between the winter solstice and the spring equinox.”

I wonder if the Chinese name of spring is not etymologically “when hens start laying eggs” again after the winter interruption. This would be a time worth recording for early Chinese farmers who raised chickens. The mid-latitude US date for the onset of egg-laying corresponds well with the Chinese New Year: “the first day of Chinese New Year begins on the new moon that appears between 21 January and 20 February” (Wikipedia: here).

If valid, this etymology implies that hen-keeping was widespread at the time of the ‘egg’ > ‘spring’ semantic shift, although this may be before the Old Chinese period, perhaps well before.

Addendum Feb 22, 2023: Ma Kun 马坤 points out a paper by Jiang Yubin 蔣玉斌 where the palaeography of 春 is described. The oracle bone graph has 屯 phonetic and clumps of growing grass as signific. No graphical chickens or eggs to be seen ! But considering that ‘egg’ in the language of literati was probably 卵, that the presence of the meaning ‘testicle’ made  *tʰu[r] an unpalatable association, and perhaps also that the semantic link between springtime and eggs was not necessarily obvious to upper-class city dwellers, it is not overly surprising that an association with eggs is not apparent in the oldest known form of 春.

Finally, a question: don’t New Year yuanxiao 元宵 (here) look like eggs ?

References

Benedict (1972) Sino-Tibetan: a conspectus. Cambridge University Press.

蔣玉斌 Jiang Yubin  (2018) 释甲骨文金文的“蠢”兼论相关问题。 复旦学报 20185118-138.

Southern Puluqish (master post) (tentative: Dec. 26, 2022)

(view clickable tree) (to list of innovations, sorted by node)

(Jump up one level to Puluqish master post)

(jump down one level to Southern Austronesian)

As shown to date on the clickable tree, the Puluqish group has three branches: Northern Puluqish, Paiwan and Southern Austronesian. Some evidence, presented here tentatively, suggests that Paiwan and Southern Austronesian subgroup together, forming a Southern Puluqish group against Northern Puluqish.

1. final denasalization of *nj. PAN *nj (*j in standard orthography) was a palatal nasal which evolved to a prenasalized palatal stop [ɲɟ] through palatal glide fortition. This phoneme was poorly integrated in the consonantal system, which had no prenasalized stops. In a majority of languages the situation was regularized through loss of the nasal component via independent denasalizing shifts. In others, the stop component was lost. In the present phylogeny the last language to exhibit a nasal reflex of *nj in the direct line of evolution from PAN to PMP is Amis (Northern Puluqish). No Southern Puluqish language (Paiwan, MP, Kra-Dai) has nasal reflexes of *nj. This pattern suggests that a last denasalizing change of *nj, reflected in Paiwan and in all MP and Kra-Dai languages took place in Proto-Southern Puluqish.

2. Elimination of *baCaqan ’10’ and generalization of  *puluq. Eastern Walu-Siwaish had innovated *baCaqan ’10’.  Then Puluqish innovated *puluq. The two forms coexist in Puyuma, showing they were in competition in Proto-Northern Puluqish.  In southern Puluqish, there is no competition anymore: *baCaqan has been eliminated and *puluq remains the only word for ’10’. 

3. *b[i]lih ‘to buy, sell’. The PAN word for ‘to buy, sell’, reflected in Saisiyat, Pazeh, Thao, Seediq, Kavalan, was *baliw. This was displaced in Paiwan and MP by *b[i]lih ‘buy, sell’: Paiwan veli ‘buy, sell’, Proto-Bisayan *bilíh ‘to buy’ (Zorc < ABVD). In Kra-Dai, Proto-Hlai (Norquest) *ɾi:wʔ C ‘to sell, exchange’ still reflects *baliw, but Proto-Lakkja (Theraphan via ABVD) *wlei C2 ‘to buy’ reflects *b[i]lih. Note Kra-Dai tone C from PAN *-h, the expected development (Sagart 2019).

references

ABVD:  Austronesian Basic Vocabulary Database. Online at https://abvd.eva.mpg.de/austronesian/. Accessed December 26, 2022.

ACD:Austronesian Comparative dictionary. Online at https://www.trussel2.com/ACD/introduction.htm. Accessed December 26, 2022.

Sagart, Laurent (2019). A model of the origin of Kra-Dai tones. Cahiers de Linguistique Asie Orientale, 2019, 48 (1), pp.1-29. ⟨10.1163/19606028-04801004⟩

Theraphan L.-Thongkum (1992) A preliminary reconstruction of Proto-Lakkja (Cha Shan Yao). Mon-Khmer Studies 20: 57-89.

Zorc, David Paul. The Bisayan Dialects of the Philippines: Subgrouping and Reconstruction. Canberra, Australia: Dept. of Linguistics, Research School of Pacific Studies, Australian National University, 1977. As cited in the ABVD.

Politeness shift of PAN 2pl pronoun *-mu to singular

Blust (1977) had argued that a politeness shift changing the PAN 2pl pronoun *-mu to 2sg is a PMP innovation. Sagart (2004) proposed that the Buyang 2sg pronoun ma312 is cognate with PAN *-mu 2pl and PMP *-mu 2sg, thus sharing the PMP plural-to-singular shift. Blust (2014:375) states that u::a is not a recurring correspondence between AN and Buyang, urging caution. The correspondence in fact recurs in the other second-person pronoun, PAN *iSu 2sg, Buyang ɕa54. The Buyang form occurs in the plural form tsum54 ɕa54 2pl, (tsum54 plural marker of personal pronouns).  While the habitual fate of PAN *u is to Buyang u, the fact that it evolves to Buyang a in both  2nd-person pronouns shows we are not dealing with a chance resemblance. The politeness shift to singular of the PAN 2pl pronoun is shared by ̴PMP, Buyang and, to my knowedge, the rest of KD. While the evolution of vowels in 2nd-person pronouns is complex, in KD languages where a 2nd-person pronoun has the phonetic shape /mV/, that pronoun is singular unless accompanied by a plural marker.

References

Blust, Robert A. (1977) The Proto-Austronesian pronouns and Austronesian subgrouping: a preliminary report. University of Hawai’i working papers in Linguistics 9, 2: 1-15.

Sagart, L. (2004) The higher phylogeny of Austronesian and the position of Tai-Kadai. Oceanic Linguistics 43,2: 411-444.

Audio files of some shangsheng 上声 words in Xiaoyi 孝义 dialect (Shanxi), in the pronunciation of Prof. Guo Jianrong 郭建荣, Oct. 1985.

In “The roots of Old Chinese” (Sagart 1999: 132, fn. 1), I described the shangsheng 上声 tone in the dialect of Xiaoyi 孝义 in Shanxi as being “characterized by a glottal break in the middle of the syllable [31ʔ12]”. Ho (2016:186) argued that “the presence of a glottal stop is due to the concave tone (312)”. He added: “it is quite common in Chinese dialects to observe a breaking point in the lowest point of the contour tone. This is witnessed in the Beijing speech as well”. Spectrograms and audio files for three syllables: 草,普 and  委, are provided below to illustrate the extent of the phonetic difference between the creakiness at times occurring  at the lowest point of the Beijing shangsheng 上声 tone and the longer, controlled interruption of voicing in the Xiaoyi 孝义 shangsheng 上声 tone.

草:

普:

委:

References

Ho Dah-an. 2016. SUCH ERRORS COULD HAVE BEEN AVOIDED—Review of Old Chinese: a new reconstruction. Journal of Chinese Linguistics 44 (1). 175–230. doi:10.1353/jcl.2016.0004.

Sagart, L. (1999). The Roots of Old Chinese. Current Issues in Linguistic Theory, 184. Amsterdam: John Benjamins.

An Expanded Higher Austronesian Phylogeny

This is the head post for a series of 24 on Austronesian phylogeny, linked together by hyperlinks, created between 2020 and 2022. At the time of writing (June 22, 2022), the phylogeny relies on 42 mutually compatible lexical, morphological and phonological innovations. Six of them are the numeral innovations on which the tree in Sagart (2008) was based:

Austronesian phylogeny in Sagart (2008)

The remaining 36 have accumulated between 2008 and 2022. Together they define this tree. Clicking on a node leads to the posts containing the information relevant to that node. Alternatively the innovations supporting a node can be accessed through this list. That the original phylogeny can be expanded with 36 new ones shows that it was a successful first approximation.

References

Sagart, Laurent (2008) the expansion of setaria farmers in east asia: a linguistic and archaeological model. In Sanchez-Mazas A, Blench R, Ross M, Peiros I, Lin M, eds. Past human migrations in East Asia: matching archaeology, linguistics and genetics, 133-157. Routledge Studies in the Early History of Asia, London: Routledge. https://www.academia.edu/3077307/The_expansion_of_Setaria_farmers_in_East_Asia

Counting on fingers in Taivoan and Makatao

Taivoan (T) and Makatao (M) are two southwest Formosan groups generally regarded as dialects of Siraya (S). All have been extinct since the early 20th century,  but we possess word lists recorded by early investigators, conveniently collected in Tsuchida, Yamada and Moriguchi (1991), Moriguchi (1998) and Li and Toyoshima (2006).  Li (1993) has also recorded a short word list from an elderly speaker who remembered a few words from the previous generation, including most of the numerals. It is generally close to Taivoan T15. The numerals 6-9  are particularly interesting. Interspersed with forms relatable to Siraya proper and/or to other Formosan languages,  one finds a set of four intriguing forms, not seen as numerals anywhere else in Taiwan. I cite below from Tsuchida, Yamada and Moriguchi (1991), adding Li’s data:

‘6’ ‘7’ ‘8’ ‘9’
M7 rangaran kimsen karasen kavaitya
M8 langalan kimseng kalasin kabaitya
T2 rangaran kunsin
T4 kumsin
T6 lanlan
T13 kalasin tabatiya
T15 langalang kalasin tapatiak
Li (1993) zaŋizaŋ kumsin tapatit

The M7 vocabulary was recorded by Ino Yoshinori in August of the 33rd year of the Meiji era (1900 CE if I am not mistaken) in Marun (老碑庄), a central-eastern Makatao variety. The data are also available through Moriguchi (1998).  The word ‘6’ is the key. It is homophonous with ‘bear’ in Marun: both rangaran (for ‘bear’, see Moriguchi 1998:219, #122). Now, compare Li’s version of ‘6’ zaŋizaŋ with the word for ‘large, big’ recorded by Ogawa at 崗仔林   (point 143b, Li and Toyoshima 2006:478): mai-zanga-zang (in Ogawa’s notation; better segmented as ma-izang-a-zang).

I think these are finger names, as used in counting. ‘Six and ‘bear’ both draw their etymology from ‘big’. The bear for obvious reasons, ‘six’ because it refers to the thumb, the big finger.

Imagine a counting system using hand shapes to count to 10 on a single hand:  the extended small finger means ‘1’, the extended small finger and ring fingers, ‘2’, and so forth: all the fingers extended means ‘5’. For ‘6’, keep the big finger extended and hold the other four folded.  ‘Big’ is then an adequate name for ‘six’. For ‘7’, thumb and index extended; and so forth, until ‘9’, which has all the fingers extended, save the small finger. For ’10’, a different kind of hand sign is needed (for instance, our ‘zero’ sign would work).

So I hypothesize that in the above table the series for ‘7’ is a name of the index, ‘8’ a name of the middle finger,  ‘9’ a name of the ring finger. There is no alternative numeral for ’10’ based on finger names because the sign for ’10’  must, as I said, have been of a different kind.

These hypothese are not easily falsifiable, as the names of the different fingers in the Siraya group are not known. Yet considering that these four numerals clearly are not compounds of other Austronesian numerals, and that they do not seem to be part of a non-Austronesian substratum, the hypothesis of a post-PAN transfer from another close lexical system has much to recommend it.

[added the next day]: Sander Adelaar reminds me that Blust’s classification of north Borneo languages (2010) relies on the replacement of PMP *pitu ‘seven’ by *tuzuq ‘to point, indicate’. Blust traced the idea that this is due to finger counting to van der Tuuk and Wilkinson, citing Wilkinson  (1959:1242): “After counting all the fingers of the hand (lima) we come back to the thumb (six) and the index-finger (seven)” (emphasis mine, LS). With ‘6’ = thumb and ‘7’ =index, this is very similar to Taivoan-Makatao. It is likely that Taivoan-Makatao finger-counting is ancestral to the system in north Borneo.

references

Blust, R. 2010. The Greater North Borneo Hypothesis. Oceanic Linguistics, 49(1), 44-118.

Moriguchi, Tsukenazu (ed.) 1998.  伊能嘉矩番語調查手冊 [Ino Yoshinori’s field notebook], ed. by : T. Moriguchi, pp. 13-201. Taipei: Southern Materials Center.

Tsuchida Shigeru, Yukihiro Yamada and Tsukenazu Moriguchi (eds.) 1991. Ogawa’s Siraya/Makatao/Taivoan (comparative vocabulary). Linguistic materials of the Formosan sinicized populations I: Siraya and Basai, ed. by Shigeru Tsuchida, Yukihiro Yamada and Tsukenazu Moriguchi, 1-194. Tokyo: The University of Tokyo, Linguistics Department.

Li, P. Jen-Kuei. 1993. New data on three extinct Formosan languages. BIHP 63: 2: 301-322.

Li, Jen-kuei and Masayuki Toyoshima (eds). 2006. comparative vocabulary of Formosan languages and dialects, by Naoyoshi Ogawa. Asian and African lexicon series 49. Institute for Languages and cultures of Asia and Africa, Tokyo University of Foreign Studies.

Wilkinson, R.J.  1959.  A Malay-English dictionary (Romanised).  2 vols.  London: Macmillan.

A new example of PAN *-X

In my 2019 paper proposing a solution to Kra-Dai tonogenesis, I argued that the Kra-Dai tone B originated in two Austronesian endings: *-R, a voiced uvular fricative, already well established as a PAN phoneme; and *-X, a voiceless uvular fricative, not proposed before as a PAN phoneme. I presented 6 examples of PAN *-X with AN and Kra-Dai cognates in section 4.2 of that paper: ‘shoulder’ *qabaRaX, ‘palm of hand’ *dapaX, ‘knee’ *puquX, ‘bran’ *qepaX, ‘grandfather’ *apuX, ‘branch’ *saŋaX. In addition, I gave two examples of *-X without Kra-Dai cognates: ‘thorn’ *duRiX, ‘chaff’ *qeCaX. Later on (in this post), I found additional  Formosan evidence for *-X in *qeCaX. Here I want to present the evidence for a new PAN reconstruction ending in *-X.

Next to the well-known PAN word *susu ‘female breast, udder’ there existed a second form, reflected in Amis cohcoh ‘to suck, suckle’, which had a ‘laryngeal’ coda. Kra-Dai cognates are found in Laji (a.k.a. Lachi, Lati), and they are in tone B:

  • Jinchang Laji (=Flowery Lachi) tɕo44 (< B1) ‘breast, milk’ (Li Yunbing 2000 in ABVD)
  • Tân Lợi Laji co22 (< B12) ‘breast’ (Kosaka Ruichi 2000 in ABVD).

Tân Lợi does not distinguish B1 and B2:

  • co22 ‘breast’ (< B1)
  • (quN0) phu22 ‘shoulder’ (< B2)

While Jinchang does: Jinchang B1 is given as high rising 45 by Ostapirat (2000), mid-high 44 in Li Yunbing (2000), while B2 is mid rising/breathy 24ɦ in Ostapirat (2000): pɦu B2 ‘shoulder’ and low rising 13 in Li Yunbing: quŋ55 pu13 ‘shoulder’ (reconstructed with final *-X in Sagart 2019, cf. above).

Proto-Hlai (Norquest 2007) tɕiɦ B has tone B, like Laji (above), but the front vowel is unexplained. Outside of Norquest’s proto-Hlai, there is no reconstruction of ‘breast’, ‘milk’, or ‘udder’ given for proto-Kra, proto-Tai or proto-Hlai by either of Ostapirat or Pittayaporn.

For the initial correspondence of PAN *s in Lachi, compare *isa ‘one’, Jinchang Laji tɕaŋ44 , Tân Lợi Laji cam22. The nasal ending is an accretion. Bonifacy (1906:277) gives Lati ‘one’ as čam, but simply ča in ‘eleven and ‘twenty-one’ .

These considerations support the new AN reconstruction  *suXsuX ‘to suck, suckle, breast, milk’.

References

Bonifacy, Auguste. 1906. Etude sur les coutumes et la langue des La-ti. Bulletin de l’Ecole Française d’Extrême-Orient 1906, pp. 271-278 (here)

Kosaka, Ryuichi [小坂, 隆一]. 2000. A descriptive study of the Lachi language: syntactic description, historical reconstruction and genetic relation. Ph.D. dissertation. Tokyo: Tokyo University of Foreign Studies.

李云兵 / Li Yunbing. 2000. 拉基语硏究 / Laji yu yan jiu (A Study of Lachi). Beijing: 中央民族大学出版社 / Zhong yang min zu da xue chu ban she.

Norquest, Peter K. 2007. A phonological reconstruction of proto-Hlai. PhD dissertation, U. of Arizona.

Sagart, Laurent. 2019. A model of the origin of Kra-Dai tones. Cahiers de Linguistique Asie Orientale, 2019, 48 (1), pp.1-29. ⟨10.1163/19606028-04801004⟩

Eastern Walu-Siwaish *layaR ‘sail’

Up one level to Eastern Walu-Siwaish (here)

The cognate set for ‘PAN’ *layaR ‘sail’ in Blust’s ACD (here) (includes the MP forms under Dempwolff’s *layaɣ ‘sail’ plus two Formosan items:

Kavalan RayaR sail of a raft or boat; cloth around a threshing machine
Paiwan la-laya a flag, banner
pu-la-laya to raise a flag, fly a banner
excerpt from Blust’s ACD

Elsewhere, in a note under PAn *qabang ‘boat, canoe’ (here), Blust wrote:Given the independent evidence for PAn *layaR ‘sail’ we can be sure that PAn speakers had boats with sails. However, we cannot be certain that they possessed the outrigger, since *saRman ‘outrigger float’ and other terms connected with the outrigger canoe complex are reconstructible only to PMP. As noted in Blust (1999) the Austronesian settlement of Taiwan may have been accomplished with bamboo sailing rafts, leaving open the possibility that the *qabaŋ was a simple dugout canoe used on interior rivers.”

It is difficult to imagine how sailing rafts with neither outriggers nor a keel—traditional boats with keels are absent in East Asia—would fail to capsize in even moderately strong winds. Evidently Austronesian sailing boats with outriggers did not come into existence through the addition of outriggers to pre-existing saining boats: rather, the outrigger is a prerequisite to the invention of the Austronesian orientable sail. There is in fact evidence that until relatively recently the Formosans used sail-less boats with outriggers. The Atayals had small boats that they used to cross streams (Taintor 1874:34):

“The small boats which the savages use in crossing streams they call mangka. A boat is made by hollowing out a log of wood and fastening a board upon each side of it to prevent its capsizing. They have no oil and chunam for filling the cracks or seams, and hence have to bail constantly. A boat will carry two or three people”

The Basais and Kavalans had ‘huge’ sea-going rowing boats with outriggers fixed with vines which could carry up to 25 people and a large amount of cargo (Chien 2021).

For evidence that Austronesian sails are as old as PAN, Blust essentially relied on his assumption of the correctness of his 10-branch phylogeny: the term being reflected in languages of three of his primary branches, he assumed that *layaR was a PAN word. In my phylogeny, however, *layaR only occurs in Eastern Walu-Siwaish languages, and counts as a Proto-Eeastern Walu-Siwaish innovation. The invention of the sail has the character of a post-PAN technical improvement to the rowing boat with outriggers used by the Basais, Kavalans and Atayals. This makes it likely that the first Austronesians crossed from the mainland to Taiwan on sail-less rowing boats with outriggers, while the out-of-Taiwan event, which brought the MP languages to the Philippines and beyond, was effected with the help of newly-invented sails.

References

Blust, R. 1999. Subgrouping, circularity and extinction: some issues in Austronesian comparative linguistics. In: Elizabeth Zeitoun and Paul Jen-kuei Li (eds.) Selected Papers from the Eighth International Conference on Austronesian linguistics, 31-94. Taipei: Institute of Linguistics (preparatory office).

Chien Hung-yi (2020) From Bangka Canoe to Shechuan Junk: Commercial Activities along Northeastern Coastal Route (1650s-1750s). Taiwan Historical Research 27, 4:1-34.

Taintor, Edward C. (1874) The Aborigines of Northern Formosa: A Paper Read Before the North China Branch of the Royal Asiatic Society. Shanghai 1874. privately published.

Thao-Atayalic.

(view clickable tree)

To Limaish

There is some evidence that Thao and Atayalic form a subgroup within Limaish. This subgroup includes Thao and the two Atayalic languages, Atayal and Seediq. First, Thao and Atayalic share the innovation of parallel multiplicative forms for ‘six’ and ‘eight’:

Thao (Blust 2003) makal̥-turu-turu ‘six’ (turu ‘three’);  makal̥-ʃpaʃpat ‘eight’ (ʃpat ‘four’). Shorter forms ka-turu and ka-ʃpat are also attested (here).

Atayal (Mayrinax) (here)  matuuʔ ‘six’ (tuuʔ ‘three’); maspat ‘eight’ ( səpat ‘four’)  (here)

Seediq (here) mataɾu  ‘six’ (təɾu ‘three’); maspat ‘eight’ (səpat ‘four’)

A second piece of evidence for Thao-Atayalic is the uniquely shared future prefix ma– in Blust’s ACD:

PAN     *ma-₂ future prefix

Formosan
Seediq (Truku)ma-frequent prefix carrying the idea of an indeterminate future
Thaoma-prefix marking the future in actor voice verbs
Excerpt from Blust’s ACD

Mad dog, the first palatalization, and the k- prefix

There are in Middle Chinese lexica three obviously related words (and four characters) for ‘mad dog’ (狂犬). In the Baxter and Sagart (2014) reconstruction (referred to as ‘OCNR’ below):

0279g and 0287-, OCNR *ke[t]-s > MC tsyejH,

0279g OCNR *ke[t]-s > MC kjiejH.

0335d OCNR *k<r>e[t]-s > MC kjejH.

The reconstruction of a front vowel rhyme *-et-s in all three words, as opposed to *-at-s, was forced by the chongniu IV word kjiejH, which can only reflect a front vowel. In this vocalic context, the alternation between velars and palatals was treated as a case of the first palatalization, an early Han shift according to Schuessler, applying to an OC velar initial: MC tsye- was seen as reflecting OC ke-, while in kjejH, failure to palatalize was thought to be due to medial -r-, in this case an infix (since the root is r-less): *k<r>e-. The chongniu IV reading kjieiH was anomalous: its velar initial failed to palatalize despite the front vowel and absence of an intervening -r-. Bill Baxter and I thought that kjiejH reflected OC *ket-s in a non-palatalizing late OC dialect, a few forms of which are preserved in MC.

A passage in the Jing Dian Shi Wen points in a different direction. In the database Bill Baxter and I are maintaining, under , Bill noted this passage from JDSW 1353: “之瘈。吉世反 [kjiejH]。狂也{國狗之 無不}”. This supports a word-family connection between 噬 ‘to bite’ (OCNR *[d]e[t]-s > dzyejH) and 瘈 ‘mad (dog)’. The root would be *tet-s ‘to bite’: we would have this word-family, presented below with emended reconstructions between lenticular brackets and the original in blue for comparison:

root tet ‘bite’

噬 【*m-tet-s> dzyejH > shì ‘bite (v.)’ 0336c (OCNR *[d]e[t]-s > dzyejH)

狾 【*kə-tet-s> tsyejH > zhì ‘mad (dog)’ 0287- (OCNR *ke[t]-s > tsyejH)

瘈 【*kə-tet-s> tsyejH > zhì ‘mad (dog)’ 0279g (OCNR *ke[t]-s > tsyejH)

瘈 【*k-tet-s> kjiejH > jì ‘mad (dog)’ 0279g (OCNR *ke[t]-s > kjiejH)

猘 【*k-t<r>et-s> kjejH > jì ‘mad (dog)’ 0335d (OCNR *k<r>e[t]-s > kjejH)

In ‘to bite’, *m- is the ‘volitional’ prefix *m1a– (OCNR, p. 59). This is a highly common prefix in verbs whose subject is a volitional agent. It is responsible for the voiced initial in MC. The other words all have prefixed *k- or *kə-: these are short/tightly attached and long/loosely attached variants of the same prefix. OCNR (p. 54) states that

short (*C) and long (*Cə) variants that apparently had the same morphological functions,

but notes that

The conditions of occurrence of short and long variants are not understood; for the moment we treat them as free variants.

For a few years now since the publication of OCNR, I have regarded the loosely attached forms as basic, and the tightly attached ones as the result of unstressed vowel syncope in a second prefix, with late loss of the first prefix, thus:

stage 1: *Cə-Root > stage 2: *Cə-Root > stage 3: *Cə-Root

while

stage 1: *Cə-Cə-Root > stage 2: *Cə-C-Root > Stage 3: *C-Root

As far as preinitials go, the OCNR reconstructions represent the stage-3 situation. There are parallel developments in the evolution from Austronesian to Kra-Dai: Austronesian trisyllables lose their second vowel through unstressed vowel syncope (in preparation). The morphological function of the k- prefix in our examples will be discussed below.

On the phonological level, the emendations in our words for ‘mad dog’ explain the failure of kjiejH to palatalize despite the front vowel without supposing a non-palatalizing OC dialect: we only need to assume that the OC initial cluster *k-t- we reconstructed for OC was still present in western Han times in one shape or other (k-t- ? k-l- ?) , so that initial k- was shielded from the front vowel when the first palatalization of velars took place. Infixal <r> still accounts for the vowel in the kjejH doublet. The palatal initial in MC tsyejH, previously thought to go back to a velar stop, can now be recognized as the regular outcome of an OC alveolar stop. In principle an OC *tet-s without a velar prefix would be enough to give MC tsyejH, but the ‘mad dog’ semantics require the velar prefix, as we will see. Alternation between the two readings, tsyejH and kjiejH, of 瘈 ‘mad (dog)’ is now treated as loosely kə- vs. tightly attached k-: loosely attached kə- falls (as often), exposing t- > MC tsy-; while tightly attached k- forms a cluster with t-, simplifying to k- at some point between early Han and MC. This gives us a useful chronological indication on the simplification of clusters.

OCNR says the k- prefix added to verbal roots “derives nonfinite forms of the verb that can be used as nouns (…)” (p. 57). This seems to apply well to ‘mad dog’, except that //are not nouns: they are non-finite modifiers of the noun ‘dog’ in the compounds 【猘狗】(《吕氏春秋·首时》, 《汉书·五行志中之上》), and 【瘈狗】(《左传·襄公十七年》, JDSW 1156). This confirms the function of k- as non-finite verbs prefixes. This prefix is probably related to velar nominalization prefixes found

in Gyalrong languages (Jacques 2021:714, 811). Japhug examples from Jacques (2021:714-5):

kɯ-si

sbj:pcp-die

The dead one’ (many attestations)

ɯ-kɯ-ndza

3sg-sbj:pcp-eat

The one who eats it’ (many attestations)

By our analysis, then, the Chinese words for ‘mad dog’ are interpretable as ‘biting dog’.

Outside of rGyalrong, Konnerth (2009:101-107) finds that the derivational functions most often associated with the ‘gV-‘ prefix are participant nominalization, derivation of adjectival modifiers, action/event nominalization, and derivation of adverbs. These functions are consistent with non-finite derivations out of verbs.

Similarly, Matisoff (2003:138) writes that prefixed k(h)ə-, the reflex of his *g- in Tangkhul Naga, is highly productive, serving “for nominalizations (…) and relativizations, but does not appear with ordinary finite main verbs”. This combination of evidence supports a non-finite k- verb prefix at proto-Sino-Tibetan level.

Further, this ST prefix may be compared to the stative, non-finite ka- prefix of PAN (Zeitoun).

In closing, the exceptions to the Chinese first palatalization have MC kji-: they do not palatalize despite the front vowel. There are several sources, which either were not velars, or had an intervening segment other than -r- between the velar and a front vowel in western Han:

  1. C.qi- (type B, no -r-)

  2. k.m-ri (already kli- by western Han time)

  3. k.ti- cf. root to ‘bite’ below.

Removal of the ‘mad dog’ example does not disprove the ‘non-palatalizing dialect’ hypothesis, but it weakens it.

References

Baxter, William H. and Laurent Sagart. 2014. Old Chinese: a new reconstruction. New York: Oxford University Press

Jacques, Guillaume. 2021. A grammar of Japhug. Berlin: Language Science Press.

Konnerth, Linda Anna. 2009. The nominalizing prefix gV- in Tibeto-Burman. PhD dissertation, University of Oregon.

Matisoff, J. (2003). Handbook of Proto-Tibeto-Burman. Berkeley, Los Angeles, London: University of California Press.