Mad dog, the first palatalization, and the k- prefix

There are in Middle Chinese lexica three obviously related words (and four characters) for ‘mad dog’ (狂犬). In the Baxter and Sagart (2014) reconstruction (referred to as ‘OCNR’ below):

0279g and 0287-, OCNR *ke[t]-s > MC tsyejH,

0279g OCNR *ke[t]-s > MC kjiejH.

0335d OCNR *k<r>e[t]-s > MC kjejH.

The reconstruction of a front vowel rhyme *-et-s in all three words, as opposed to *-at-s, was forced by the chongniu IV word kjiejH, which can only reflect a front vowel. In this vocalic context, the alternation between velars and palatals was treated as a case of the first palatalization, an early Han shift according to Schuessler, applying to an OC velar initial: MC tsye- was seen as reflecting OC ke-, while in kjejH, failure to palatalize was thought to be due to medial -r-, in this case an infix (since the root is r-less): *k<r>e-. The chongniu IV reading kjieiH was anomalous: its velar initial failed to palatalize despite the front vowel and absence of an intervening -r-. Bill Baxter and I thought that kjiejH reflected OC *ket-s in a non-palatalizing late OC dialect, a few forms of which are preserved in MC.

A passage in the Jing Dian Shi Wen points in a different direction. In the database Bill Baxter and I are maintaining, under , Bill noted this passage from JDSW 1353: “之瘈。吉世反 [kjiejH]。狂也{國狗之 無不}”. This supports a word-family connection between 噬 ‘to bite’ (OCNR *[d]e[t]-s > dzyejH) and 瘈 ‘mad (dog)’. The root would be *tet-s ‘to bite’: we would have this word-family, presented below with emended reconstructions between lenticular brackets and the original in blue for comparison:

root tet ‘bite’

噬 【*m-tet-s> dzyejH > shì ‘bite (v.)’ 0336c (OCNR *[d]e[t]-s > dzyejH)

狾 【*kə-tet-s> tsyejH > zhì ‘mad (dog)’ 0287- (OCNR *ke[t]-s > tsyejH)

瘈 【*kə-tet-s> tsyejH > zhì ‘mad (dog)’ 0279g (OCNR *ke[t]-s > tsyejH)

瘈 【*k-tet-s> kjiejH > jì ‘mad (dog)’ 0279g (OCNR *ke[t]-s > kjiejH)

猘 【*k-t<r>et-s> kjejH > jì ‘mad (dog)’ 0335d (OCNR *k<r>e[t]-s > kjejH)

In ‘to bite’, *m- is the ‘volitional’ prefix *m1a– (OCNR, p. 59). This is a highly common prefix in verbs whose subject is a volitional agent. It is responsible for the voiced initial in MC. The other words all have prefixed *k- or *kə-: these are short/tightly attached and long/loosely attached variants of the same prefix. OCNR (p. 54) states that

short (*C) and long (*Cə) variants that apparently had the same morphological functions,

but notes that

The conditions of occurrence of short and long variants are not understood; for the moment we treat them as free variants.

For a few years now since the publication of OCNR, I have regarded the loosely attached forms as basic, and the tightly attached ones as the result of unstressed vowel syncope in a second prefix, with late loss of the first prefix, thus:

stage 1: *Cə-Root > stage 2: *Cə-Root > stage 3: *Cə-Root

while

stage 1: *Cə-Cə-Root > stage 2: *Cə-C-Root > Stage 3: *C-Root

As far as preinitials go, the OCNR reconstructions represent the stage-3 situation. There are parallel developments in the evolution from Austronesian to Kra-Dai: Austronesian trisyllables lose their second vowel through unstressed vowel syncope (in preparation). The morphological function of the k- prefix in our examples will be discussed below.

On the phonological level, the emendations in our words for ‘mad dog’ explain the failure of kjiejH to palatalize despite the front vowel without supposing a non-palatalizing OC dialect: we only need to assume that the OC initial cluster *k-t- we reconstructed for OC was still present in western Han times in one shape or other (k-t- ? k-l- ?) , so that initial k- was shielded from the front vowel when the first palatalization of velars took place. Infixal <r> still accounts for the vowel in the kjejH doublet. The palatal initial in MC tsyejH, previously thought to go back to a velar stop, can now be recognized as the regular outcome of an OC alveolar stop. In principle an OC *tet-s without a velar prefix would be enough to give MC tsyejH, but the ‘mad dog’ semantics require the velar prefix, as we will see. Alternation between the two readings, tsyejH and kjiejH, of 瘈 ‘mad (dog)’ is now treated as loosely kə- vs. tightly attached k-: loosely attached kə- falls (as often), exposing t- > MC tsy-; while tightly attached k- forms a cluster with t-, simplifying to k- at some point between early Han and MC. This gives us a useful chronological indication on the simplification of clusters.

OCNR says the k- prefix added to verbal roots “derives nonfinite forms of the verb that can be used as nouns (…)” (p. 57). This seems to apply well to ‘mad dog’, except that //are not nouns: they are non-finite modifiers of the noun ‘dog’ in the compounds 【猘狗】(《吕氏春秋·首时》, 《汉书·五行志中之上》), and 【瘈狗】(《左传·襄公十七年》, JDSW 1156). This confirms the function of k- as non-finite verbs prefixes. This prefix is probably related to velar nominalization prefixes found

in Gyalrong languages (Jacques 2021:714, 811). Japhug examples from Jacques (2021:714-5):

kɯ-si

sbj:pcp-die

The dead one’ (many attestations)

ɯ-kɯ-ndza

3sg-sbj:pcp-eat

The one who eats it’ (many attestations)

By our analysis, then, the Chinese words for ‘mad dog’ are interpretable as ‘biting dog’.

Outside of rGyalrong, Konnerth (2009:101-107) finds that the derivational functions most often associated with the ‘gV-‘ prefix are participant nominalization, derivation of adjectival modifiers, action/event nominalization, and derivation of adverbs. These functions are consistent with non-finite derivations out of verbs.

Similarly, Matisoff (2003:138) writes that prefixed k(h)ə-, the reflex of his *g- in Tangkhul Naga, is highly productive, serving “for nominalizations (…) and relativizations, but does not appear with ordinary finite main verbs”. This combination of evidence supports a non-finite k- verb prefix at proto-Sino-Tibetan level.

Further, this ST prefix may be compared to the stative, non-finite ka- prefix of PAN (Zeitoun).

In closing, the exceptions to the Chinese first palatalization have MC kji-: they do not palatalize despite the front vowel. There are several sources, which either were not velars, or had an intervening segment other than -r- between the velar and a front vowel in western Han:

  1. C.qi- (type B, no -r-)

  2. k.m-ri (already kli- by western Han time)

  3. k.ti- cf. root to ‘bite’ below.

Removal of the ‘mad dog’ example does not disprove the ‘non-palatalizing dialect’ hypothesis, but it weakens it.

Cite this post as: Laurent Sagart, "Mad dog, the first palatalization, and the k- prefix," in Sino-Tibetan-Austronesian, 09/11/2021, https://stan.hypotheses.org/1479.

References

Baxter, William H. and Laurent Sagart. 2014. Old Chinese: a new reconstruction. New York: Oxford University Press

Jacques, Guillaume. 2021. A grammar of Japhug. Berlin: Language Science Press.

Konnerth, Linda Anna. 2009. The nominalizing prefix gV- in Tibeto-Burman. PhD dissertation, University of Oregon.

Matisoff, J. (2003). Handbook of Proto-Tibeto-Burman. Berkeley, Los Angeles, London: University of California Press.

Rhyme words and rhyme sequences in *-ep in the Shi Jing

A search for “«ep»” or “«e[p]»” in the search window of Mattis List’s Shījīng Rhyme Browser (http://digling.org/shijing/wangli/), where Shi Jing rhymes are presented in the Baxter-Sagart (2014) reconstruction, returns three words in rhyming position: 攝瘞介. None of them is part of an identifiable rhyme sequence: consequently, no *-ep rhyme sequences can be found in the Shi Jing under the Baxter-Sagart 2014 system. This does not necessarily reflect reality. If such rhyme sequences existed, they would presumably be hidden under the label *-[a]p: words tentatively reconstructed with *-a- between brackets because they are indistinguishable from *-ap in Middle Chinese, but have unexplained connections (xiesheng, word-family) to words with vowel *-ep. We are therefore looking for a set of *-[a]p words in the B&S 2014 system which are (a) connectable to one another by rhyme, (b) self-contained, i.e. without rhyme connections to other *-[a]p or *-ap words, and (c) have a pattern of contacts to *-ep words.

A cluster of six words fit the description: 捷 *[dz][a]p > dzjep > jié ‘victory’, 業 *[m-qʰ](r)[a]p > ngjaep > yè ‘work (n.)’, 葉 *l[a]p > yep > yè ‘leaf’, 韘 *l̥[a]p > syep > shè ‘archer’s thimble’, 甲 *[k]ˤr[a]p > kaep > jiǎ ‘1st heavenly stem; fingernail’, 涉 *[d][a]p > dzyep > shè (this last word is not part of Baxter and Sagart 2014 but could have been reconstructed with [a]). The interrhyming pattern between them is illustrated by the chart below, where for instance ‘捷—260,167—業’ is to be understood as ‘捷 and 業 rhyme together in odes 260 and 167’ (the numbers are the standard ode numbers—stanza numbers are omitted):

捷—260,167—業—304—葉—60—韘—60—甲

捷—260,167—業—304—葉—34—涉

This cluster is self-contained: there are no rhymes with other *-[a]p words, or with *-ap words, in the Shi Jing.

I now present the evidence—duly noted by Bill in our database— for contacts to *-ep in some of these words:

1. 捷 *[dz][a]p > dzjep > jié ‘victory’. Words with phonetic 疌 have MC -ep in division 4: 蜨 dep; MC -eap in division 2: 萐 sreap, dzreap; 疀 tsrheap. and MC -jep in division 3. There are no division-1 words. This can only indicate OC *-ep. The sole exception to this pattern is 𧚨, MC tship, indicating OC *-ip.

2. 葉 *l[a]p > yep > yè ‘leaf’. All eight type-A words in this series (GSR 633) have division-4: MC -ep, indicating OC *-ep. If the OC vowel were *a, one would expect MC -ap in type A. There is one problem: the word 世 *l̥ap-s > syejH > shì ‘generation’, whose *a vowel seems clearly identified by the rhyming sequence 揭害撥世 in 255.8, is probably part of the same word-family as 葉, which we want to reconstruct with *-ep. This is probably the result of *-ep-s changing to *-et-s (*-p-s > *-t-s is a regular and very early western Zhou change), and then *-et-s shifting to *-at-s—a commonly development in western odes; 255 is a western ode. Further on this, see (link in construction).

3. 甲 *[k]ˤr[a]p > kaep > jiǎ ‘1st heavenly stem; fingernail’. This word has a probable word-family connection to 介 *kˤr[e]p-s > keajH > jiè ‘armour; scale of animals’, 疥 *C.kˤr[e][p]-s > keajH > jiè ‘scabby disease’. Normally we should expect an OC *kˤrep to evolve to MC kaep, but MC sources do not keep a strict distinction between -aep and -eap.

In conclusion we should emend the reconstruction of 捷, 業, 葉, 韘, 甲 and 涉 *from *-[a]p to *-ep, and recognize rhyming sequences in *-ep in odes 34, 60, 167, 260, 304. This could not be not done in Baxter and Sagart (2014) because we lacked the knowledge that the six words under discussion form a rhyming ring in the Odes.

Post Scriptum (same day):

葉 *lep ‘leaf’ and 甲介 ‘scale, fingernail’, both based on a root *kˤrep, have western Sino-Tibetan cognates. For ‘leaf’, cf. the sets under PST *lap ‘leaf’ in Coblin’s handlist p. 102 and in the STEDT dabase: #824 PTB *s-lap LEAF / LEAFLIKE PART. Written Tibetan ‘dab-ma ‘leaf’ is from *’lab. The doublet lo-ma ‘leaf’ is perhaps from law-ma > lab-ma. For ‘scale’, Tibetan khrab ‘shield, coat of mail, fish scales’, Achang ŋa⁵⁵ kjap⁵⁵ ‘fish scales’.

These are two more examples of the vowel correspondence OC *-e- : western ST *-a-.

Cite this post as: Laurent Sagart, "Rhyme words and rhyme sequences in *-ep in the Shi Jing," in Sino-Tibetan-Austronesian, 28/10/2021, https://stan.hypotheses.org/1457.

The Chinese name of the soybean

The soybean (Glycine max) is credited with having provided Chinese civilization with an abundant source of protein, but considering that it is “the  world’s foremost oilseed source” and that is “is widely used as cooking oil“, the primary reason behind its domestication may have been its high content in oil.

Soybean is called 荏菽 MC nyimX syuwk in ode 245〈大雅・生民〉of the Shi Jing:

蓺之荏菽。荏菽旆旆。

Legge’s translation of this passage:

“He fell to planting large beans.
The beans grew luxuriantly”

Legge’s “large beans” is 大豆, the common appellation of soya beans in Chinese culture.  The Mao commentary on the Shi Jing states that 荏菽 is the same thing as 茙菽, which was presumably how that thing was called when the Mao commentary was written. Zheng Xuan’s 鄭玄 (127-200) Maoshi jian 毛詩箋, a commentary on the Mao commentary, adds that both 荏菽 and 茙菽 refer to 大豆— the soybean. So we have two ancient names for the soybean: in MC pronunciation, nyimX syuwk  and nyung syuwk.

In a forthcoming paper, Ma Kun and I present evidence of a dialectal difference in Western Zhou times, manifested in particular in the treatment of the Old Chinese *-um rhyme: in western Old Chinese, *-um changes to *-uŋ, while in  eastern OC, it changes to *-əm. Middle Chinese continues eastern OC, with *-əm further evolving to MC -im after nonpharyngealized onsets. Western OC words also find their way into a limited layer of Middle Chinese: 茙 nyuwng and 荏 nyimX clearly form a doublet, western and eastern, of an OC *num(ʔ). We may reconstruct an early OC form *num(ʔ)-s-t(ʰ)uk, where *s-t(ʰ)uk means ‘bean’ and *num(ʔ) is its modifier. What did *num(ʔ) mean ?

Not ‘Glycine max’. 荏 MC nyimX also refers to 蘇, the plant Perilla, another source of oil. This suggests that *num(ʔ) was a name of vegetal oil in OC. I propose that 荏菽 and its western doublet 茙菽 originally meant ‘the oil bean’.

A number of western ST languages have a word num or similar to express the meaning ‘oil’: Tibetan snum, and similar forms in Lepcha, Cuona Menba, Boka’er.  Chinese *num(ʔ) and these western ST forms are evidently cognate.

There is no linguistic evidence to suggest that the soybean was a Sino-Tibetan domesticate, although it may have been used as a source of oil.

Cite this post as: Laurent Sagart, "The Chinese name of the soybean," in Sino-Tibetan-Austronesian, 24/08/2021, https://stan.hypotheses.org/1417.

Tibetan sgro ‘large feather’—an epilogue

In an earlier post I discussed the Chinese connections of Written Tibetan (WT) སྒྲོ sgro ‘large feather, tail feather, quill’. I argued against the commonly held view that this word is cognate with OC 羽 *[ɢ]ʷ(r)aʔ > hjuX > yǔ ‘feather, wing’, proposing instead a connection to 喬 *[N-k](r)aw ‘lift, elevated, high’, 鷮 *[k](r)aw ‘kind of pheasant’ and to Jingpo ʃă31kʒau33 ‘to praise, extol’. My idea was to connect the TB word with the elevated tail feathers of pheasants.

A semantically more straightforward Chinese cognate has appeared: 翹 *[g]ew > gjiew > qiáo ‘long tail-feather’ (failure of the initial to palatalize is unexplained). The root in this word consists of a velar or uvular initial, possibly voiced, with rhyme *-ew. OC velars and uvulars go to velars in WT. As to the rhyme, Hill (2012:35) states that “Tibetan cognates have the main vowel -o- whenever Old Chinese has final -w, regardless of the main vowel in Old Chinese”.  We should therefore expect the WT vowel to be o. While the MC rhyme excludes medial -r-, Tibetan sgro has -r-: perhaps it is the Sino-Tibetan ‘multiple object’ <r> infix.  Alternatively we could suppose that the Chinese form also included medial -r- —that would explain the failure of the initial to palatalize before*e; but an OC *grew should give MC gjew, not gjiew.

The same character writes another word, homophonous with ‘long tail-feather’: 翹 *[g]ew > gjiew > qiáo ‘to raise’, which probably expresses the verbal root out of which ‘long [raised] tail feathers’ derives. Although 翹 in its two meanings has a different vowel from the cognates I had earlier proposed, ablaut between *a and *e is relatively common. I regard the *a and *e forms as ablaut variants in the meaning ‘lift, raise’, applied to the long tail feathers of birds like the pheasant.

This comparison is important because it illustrates a lexical innovation of western ST (‘TB’): once WT sgro is excluded, the numerous western ST cognates of 羽 *[ɢ]ʷ(r)aʔ ‘feather, wing’ all mean ‘bird’, or similar: the meaning ‘feather’ is entirely absent. See STEDT #1603 PTB *w(a/u) BIRD / EGG / WING / FOWL. We are in the presence of a PST word meaning ‘feather, wing’, changed to ‘bird’ via ‘feathered game’ or ‘winged game’ in western ST.

Reference

Hill, Nathan W. (2012) The Six Vowel Hypothesis of Old Chinese in Comparative Context. Bulletin of Chinese Linguistics 6.2: 1-69

Cite this post as: Laurent Sagart, "Tibetan sgro ‘large feather’—an epilogue," in Sino-Tibetan-Austronesian, 10/07/2021, https://stan.hypotheses.org/1405.

Specks of dust, brooms and comets

Previously in this thread: I argued that the *-it-s vs. *-ut-s alternation affecting 寐, 穟, 季 and 悸 in Shi Jing rhyming is due to a dissimilatory sound change in early eastern China turning *Cʷut-s to *Cʷit-s. To that end I began to assemble a word-family based on a root *Pˤut (where ‘P’ stands for either of *b, *m-p- or *m-pʰ), with dust-related meanings including ‘powdery’, ‘duster=broom’ and ‘comet’, out of ‘broom’. So far, the family includes 孛 MC bwot, bwojH ‘comet’, 勃 MC bwot ‘powdery’ (of soil), and 彗篲 MC zwijH ‘broom, comet’. I have described how MC zwijH was derived out of root *Pˤut through lenition of the original labial initial, voicing of the prefix, and dissimilatory shift of *Cʷut-s to *Cʷit-s.

I now examine the initial in root *Pˤut. Was it *b-, *p- or *pʰ- ? Consider 嘒 ‘to chirp, of insects’, OC (BS) *qʷʰˤi[t]-s > MC xwejH. This is an old word: it rhymes as *-it-s in Odes 197 and 222, and also occurs with the meaning ‘small-looking’ (as glossed in the 毛傳:“微貌”) in Ode 21  小星, at the beginning of the first line of stanzas 1 and 2:

嘒彼小星 ‘small are those starlets’ (tr. Legge)

The maning of 嘒 in Ode 21 cannot simply be ‘small’, as 小 occurs two words later. In that ode, a prince’s concubines compare their fate  to that of a prince’s principal wife, describing themselves as faint stars in the sky. The idea is that of  being faint, almost invisible, insignificant. Supposing the root in 嘒 ‘small’ is the same as in 勃 MC bwot ‘powdery’ (of soil), we may infer the more specific meaning ‘tiny as a particle of dust’. In order to evolve to MC xw-, an OC labial stop would have to be aspirated, and to be lenited intervocalically: *Cə-pʰ-. The evolution would be parallel to that of 彗, via *Cə-ɸ- (lenition) >  *ɸ- (prefix loss) and finally xw-.

To my knowledge, this evolution path has not been proposed before. Are there any parallels ? the word 華 ‘flower’, MC xwae, is given the OC reconstruction *qʷʰˤra in Baxter and Sagart (2014) but this ignores 郭璞 Guo Pu’s comment to Fangyan 1. 7. 23 , that “江東呼華為荂, 音敷” (BS *pʰra); and the Shuo Wen entry for 葩 (reconstructable as *pʰˤra) : “葩, 華也”. It makes more sense to propose OC 【*Cə-pʰˤra 】 ‘flower’, with the same evolution as for 嘒:  through *Cə-ɸ-  >  *ɸ- > xw-  (I am using thick brackets【】for reconstructions that modify those in Baxter and Sagart 2014).

This parallel supports treating the root in 孛勃彗篲 as *pʰˤut, with the basic meaning ‘dust’ (v. and n.). 孛 ‘comet’, MC bwot and bwojH, then goes back to 【*m-pʰˤut 】 and 【*m-pʰˤut-s 】, where the prefix is the  instrumental nominalizer called *m1c– by Baxter and Sagart (2014:55). A broom (out of which we may suppose the meaning ‘comet’ arose) is an instrument of dusting. 彗 and 篲, both ‘comet’ and ‘broom’, involve the long, iambic form of *s-, more specifically *s2-, a prefix deriving circumstantial nouns including names of instruments (Baxter and Sagart 2014:56), plus *m1b-, which turns a noun into a verb of volitional/controlled action: thus 彗 and 篲【*sə-m-pʰˤut-s】’instrument for dusting=broom=comet’. 勃 MC bwot ‘powdery’ (of soil) would have had *N-, the stative-intransitive voicing prefix (Baxter and Sagart 2014:54): 【*N-pʰˤut】. Finally 嘒  ‘small as a speck of dust’ had an iambic prefix of whose function little can be said: 【*Cə-pʰˤut】 . To recapitulate:

Root pʰˤut ‘dust (n.), to dust’:

孛 ‘comet’【*m-pʰˤut 】 and 【*m-pʰˤut-s 】> bwot and bwojH

勃 ‘powdery’ (as soil) 【*N-pʰˤut 】> bwot

彗篲 ‘broom, comet’ 【*sə-m-pʰˤut-s】> zwijH

嘒  ‘small as a speck of dust’ 【*Cə-pʰˤut】> xwejH

And, from another root:

華 ‘flower’ 【*Cə-pʰˤra 】 > xwae

Cite this post as: Laurent Sagart, "Specks of dust, brooms and comets," in Sino-Tibetan-Austronesian, 14/02/2021, https://stan.hypotheses.org/1272.

Alternating *-it-s and *-ut-s rhymes in the Shi Jing: a dissimilatory change after all

In a recent post I listed six cases of unexpected rhyming between *-it-s and *-ut-s in the Shi Jing, noting that this always occurred after a labial initial. I treated these examples as resulting from an assimilatory process spreading the labial feature onto the vowel. From the sections of the Shi Jing where these rhyme contacts occur, I deducted that the change had taken place in (north)western China.

Guillaume Jacques immediately commented that the reverse interpretation might be worth considering:  a dissimilatory process changing *-ut-s to *-it-s after a labial. In that case, the four labial-initialed *-it-s words (as  reconstructed in Baxter and Sagart 2014) 寐 *mi[t]-s, 穟 *s.[ɢ]ʷi[t]-s, 季 *kʷi[t]-s, 悸 *[g]ʷi[t]-s must have their OC rhyme  emended to *-ut-s : they evolved to *-it-s through labial dissimilation only in eastern China, while continuing to rhyme as *-ut-s in western and northern regions (Daya, 王風 Wang Feng and 衛風 Wei Feng sections).

In a first response,  dated 28-02-2020, I resisted this alternative treatment, missing the point that the change could be dissimilatory and the vowel in the OC reconstructions 寐 *mi[t]-s, 穟 *s.[ɢ]ʷi[t]-s, 季 *kʷi[t]-s, 悸 *[g]ʷi[t]-s, inferred as it was from MC,  could be innovative. In a second comment to the same post four months later I finally saw the light, citing Lushai mut ‘to sleep’ as a potential cognate of 寐 ‘sleep’ in support of reconstructing 寐 as *mu[t]-s in OC. In this post I present more evidence for the dissimilatory view. I am indebted to Bill Baxter for bringing some of the relevant facts to my attention. In what follows I will take as established an east-west dialect distinction in Shi Jing times, described in a forthcoming paper by Ma Kun and myself.

If one of the four words: 寐穟季悸 rhyming as *-it-s or *-ut-s depending on the region had a second reading in MC *-t, we would directly know the direction of change: as suffixed *-s is a necessary condition for the change to occur, the s-less form would show the original vowel. That is, unfortunately, not the case. We can still look for a word-family relating *-it-s and *-ut-s words, and also including s-less members.

Let us consider the words for ‘broom’ and ‘comet’. A comet—really— looks like a certain type of broom, so it is not surprising that a Chinese word combines the two meanings: 彗 *s-[ɢ]ʷi[t]-s > zwijH > huì ‘broom; comet’. A synonym is 孛 *[b]ˤ[u]t-s > bwojH > bèi ‘comet’. These two words have the rhymes involved in the *-ut-s / *-it-s alternation, and both have labial or labialized initials. 孛 has a second, s-less reading: *[b]ˤ[u]t > bwot > bó ‘comet’. If 彗 and 孛 can be shown to be etymologically related, then the direction of change cannot be from *-it-s to *-ut-s because the s-less reading of 孛 is compatible with *u and *ə, but not with *i.

But are they related ? as reconstructed in Baxter and Sagart (2014), the two words involve very different roots: [ɢ]ʷi[t and [b]ˤ[u]t. Initial [ɢ]ʷ- in the former was reconstructed because the phonetic series of 彗 includes words with MC x- and hj-, both compatible with an uvular, and a voiced obstruent was needed to voice the prefix. But that reconstruction is not inscribed in marble. I am going to argue that one can derive both 彗 and 孛 out of the labial-initial root in 孛.

The two readings of 孛 ‘comet’ are based on a root Pˤ[u]t (where ‘P’ stands for a labial stop, and [u] stands for either *ə or *u). There is an external cognate: Tangkhul phut ‘broom’ (Bhat 1969). VanBik (2009) reconstructs Proto-Kuki-Chin *phut ‘dust, powder’ which is probably related—a broom is an instrument for dusting. Matisoff’s STEDT web site reconstructs PTB *pʷut ⪤ *hwut ASHES / DUST, which includes Written Burmese phut ‘dust’.  Schuessler (2007:171) offers 勃 ‘powdery’ (sc soil) as a Chinese cognate (reconstructible as *[b]ˤ[u]t > MC bwot in the Baxter-Sagart system). This word is most likely related to 孛 ‘comet’ via ‘broom’. Baxter and Sagart (2014) reconstruct OC independently from TB, but since OC *ə usually corresponds to a in other ST languages, the vowel outside of Chinese argues, though not conclusively, for *Pˤut over *Pˤət.

Let us now suppose that 彗 MC zwijH ‘broom; comet’ contains root *Pˤut. We can explain the  z- initial as a voiced outcome of the OC *s(ə)- prefix,  and the -w- medial as the lenited version of the labial stop in the root. The prefix would have undergone voicing assimilation on the stop—we would need to reconstruct either of OC *bˤ-, *m-pˤ-, or *m-pʰˤ-, which all converge into [b]- before MC, according to the BS system (I am excluding *N-pˤ- and *N-pʰˤ which would only make sense in an intransitive verb). The *[b]- in the OC reconstruction of 孛 in Baxter and Sagart (2014) represents either one of those three  onsets. Lenition of the stop would be more natural in an intervocalic environment, suggesting *sə-[b]-. Evolution to zw- would be via *sə-b- > *sə-β- (lenition) >  *s-β-  (loss of prefix vowel) > *zβ- ( s- > z- voicing assimilation) and finally zw-(defricativization). The appearance of -w- before *u would be what triggered the change  from *-ut-s to *-it-s in the east: *zwut-s > *zwit-s: in other words, a dissimilatory change.

There is a problem with pharyngealization. I have assumed that the root common to 孛 and 彗 had a pharyngealized initial *Pˤ. Now OC pharyngealized words normally do not evolve to MC division 3, yet 彗, MC zwijH, is a third-division word. Why is that ? while in general loosely attached preinitials/prefixes (i.e. having the form *Cə) can occur in all MC divisions, *sə- as reconstructed in the Baxter-Sagart system only ever occurs in MC third-division words. There is something in that prefix which is incompatible with root initial pharyngealization, causing it to be lost. I suspect the prefix was [si] rather than [sə] as Baxter and Sagart reconstructed it, and the front vowel prevented coarticulatory anticipation of the pharyngealization gesture in the following consonant.

Let us go back to the proposed role of medial -w- in triggering the change from *-ut-s to *-it-s: this fails to explain the participation of 寐 in the change, as the initial is a plain *m. The price to pay for our analysis is that we need to stipulate a minor change turning OC [mu] into [mʷu] in the eastern pronunciation, before the *-ut-s > *-it-s change took place. But the idea that medial -w- triggered the change does fit in rather well with the absence of MC labial stop initials among the four words involved. Under a dissimilatory account, the -it-s/-ut-s alternation is conditioned by a labialized initial *Cʷ- preceding *-ut-s, not by a labial consonant preceding *-it-s.

I have shown that deriving 彗 and 孛 from a single root *Pˤut is feasible, even if it requires us to add a hitherto unknown lenition process to our OC reconstruction toolkit. This supports the dissimilatory analysis. In a forthcoming post, I will add new members to the proposed word-family and investigate the phonological and morphological variation it contains.

References

Baxter, William H. and Laurent Sagart. 2014. Old Chinese: a new reconstruction. New York: Oxford University Press.

Bhat, D. N. Shankara. 1969. Tankhur Naga vocabulary. (Deccan College Building Centenary and Silver Jubilee Series 67). Poona: Deccan College Postgraduate and Research Institute.

Schuessler, A. 2007. ABC etymological dictionary of Chinese. Honolulu: University of Hawaii Press.

VanBik, Kenneth. 2009. A reconstructed ancestor of the Kuki-Chin languages. STEDT monograph 8. Berkeley, University of California.

STEDT: https://stedt.berkeley.edu/~stedt-cgi/rootcanal.pl

Cite this post as: Laurent Sagart, "Alternating *-it-s and *-ut-s rhymes in the Shi Jing: a dissimilatory change after all," in Sino-Tibetan-Austronesian, 14/02/2021, https://stan.hypotheses.org/1233.

What is an insect doing in the Chinese character for “wind” ?

The traditional (non-simplified) Chinese character 風 *prəm > pjuwng > fēng ‘wind (n.)’ consists of 凡 *[b]rom > bjom > fán as phonetic, plus an insect 虫 inside it, in a position that could suit a signific. Such is the analysis implied by the Shuowen Jiezi 說文解字 c. 100 CE, which says [ 從蟲凡聲 ] “with phonetic 凡, and signific 蟲”. The rationale for linking the wind with insects involves numerology: the number ‘eight’ governs both the eight winds and the insects (since these are said to need eight days to transform from the larval stage).

The true reason for the presence of 虫 is more interesting. The evolution of the graph for ‘wind’ was told by Jì Xùshēng 季旭昇 (2002 [2010], vol. 2 p. 225). According to him, the 虫 element in the modern character  appears graphically (at first in its full form 蟲), as part of the character for ‘wind’, in Zhan Guo 戰國 times in palaeographic material from Shuihudi 睡虎地. Graphically it continues a triple pattern on the feathers of 鳳 *[b]r[ə]m-s > bjuwngH > fèng ‘phoenix’, a character used for 風 “wind” as a loangraph  (or jiajiezi 假借字) in the oracle bone inscriptions. This 鳳 character itself was a drawing of a bird with ornate feathers, sometimes accompanied by 凡  in a phonetic capacity. [Added Feb. 5, 2021: Ma Kun 马坤 informs me that the explanation of the graphic history of the character goes back to Zeng Xiantong 曾宪通 (1996). Chu Wenzi shi cong (wu ze). Zhongshan Daxue xuebao 3:58-65. ]

Phonologically the character’s pronunciation is recounted in Baxter and Sagart (2014:310-311). They reconstructed the OC form of ‘wind’ as *prəm. In the evolution to Middle Chinese, Old Chinese words ending in *-əm underwent a special development when their initial was a labial: *-əm was rounded to *-um under the effect of the initial; upon which the -m ending dissimilated to *-ŋ. In that way 風 “wind” evolved from OC *prəm to *prum, *pruŋ and finally MC  pjuwng. The word “bear” 熊 followed the same evolution, from OC *C.[ɢ]ʷ(r)əm to [ɢ]ʷ(r)um to [ɢ]ʷ(r)uŋ and finally to MC hjuwng.

Now back to our original question, what is an insect 虫/蟲 doing there ? In the Baxter-Sagart system, 蟲 is Old Chinese *C.lruŋ > Middle Chinese drjuwng. After the evolution *prəm > *prum > pruŋ, 凡 (*[b]rom in OC) could no longer be recognized as a phonetic, and there would be a need for phonetic remotivation of the character. Getting a 蟲 to appear in ‘wind’, out of an earlier graphic detail, would provide a phonetic clue to the string -ruŋ in 風 at the *pruŋ stage. Imperfect, because of the lack of any labial before -r-, but still informative. In other words, 蟲 occurs in ‘wind’ as an (imperfect) phonetic element.

In the history of the Chinese script, it is not rare for graphic elements originally playing no phonetic role to be reconditioned as phonetics, a process known as “phonetic remotivation”, sometimes called 音化 “phoneticization” in Chinese.  As here, such phonetics tend to display imperfect adequation to the character’s pronunciation, evidently due to the strong graphic constraints on the process: 音化 phonetics are selected, not out of the entire collection of available phonetics, but out a narrower collection of  phonetics bearing  some graphic resemblance to a part of an earlier character.

In the case of 風, we may turn things around and take the first appearance of  蟲 in feng 風 as a terminus post quem non for the late OC *pruŋ stage:  Warring States, then.

References:

Baxter, William H. and Laurent Sagart. 2014. Old Chinese: a new reconstruction. New York: Oxford University Press.

Jì Xùshēng 季旭昇. 2010 [2002]. Shuōwén xīn zhèng 說文新證 [New evidence on the Shuōwén]. Fúzhōu 福州: Taipei: Yee Wen. (In Chinese)

Cite this post as: Laurent Sagart, "What is an insect doing in the Chinese character for “wind” ?," in Sino-Tibetan-Austronesian, 28/01/2021, https://stan.hypotheses.org/1221.

OC ‘wing’ and ‘next day’

Baxter and Sagart (2014) (hereafter ‘B&S’) reconstruct ‘wing’ as *ɢʷrəp > MC yik. Although the MC form ends in -k, and ‘wing’ constantly rhymes as *-ək in the Shijing odes—is quite a prolific rhyme word in the Shijing—OC *-p was proposed on the basis of the phonetic element 立, OC *k.rəp, which occurs in some tokens of the Shang graph, alongside a naturalistic drawing of a wing. Moreover, with or without , the graph for ‘wing’ serves as a jiajie for ‘next day’, presumably because the two were close or identical in pronunciation—it does not seem likely that the two are etymologically related. In Middle Chinese and Modern Standard Chinese, or yik > yì ‘next day’ is a homophone of ‘wing’ yik > yì ‘wing’. Note that, as with ‘wing’, the (modern) characters for ‘next day’ include phonetic , implying OC *-p here too. The replacement of final *-p by *-k in OC is best treated as the result of a sound change: any other kind of explanation would hardly explain the two words simultaneously. B&S therefore assign ‘next day’ the same OC form as ‘wing’, i.e. *ɢʷrəp. They assume that dissimilation between the labial elements in the onset and final caused the *-p coda to shift to *-k, in both words. Interestingly final nasals seem unaffected by the change, for instance

*prəm > pjuwng > fēng ‘wind (n.)’

consistently rhymes with other *-əm words, such as *səm > sim > xīn ‘heart’ in the odes. The labial initial in ‘wind’ has not triggered a change from *-m to *-ŋ. Such a change will eventually take place, but later, after the Shijing period. Change of *-p to *-k in words with labial initials (even over medial -r-) is very early, predating Shijing rhyming, perhaps in terminal Shang or initial Zhou times.

As justification for the *ɢʷr- onset in ‘wing’, Baxter & Sagart (2014:386 fn 30) note that often writes *[ɢ]ʷrəp-s > hwijH > wèi ‘standing, position’. This word they treat as a contraction of a honorific *ɢʷəʔ (as in 有商 ‘the Shang’) and root *rəp ‘to stand’, with a nominalizing *-s suffix. They suppose that in ‘wing’ and ‘next day’, phonetic stands for *[ɢ]ʷrəp-s, whence the onset proposed for the two words.

The phonetic is not associated with the graph for ‘wing’ before Zhou bronze script: there is no need to assume final -p and dissimilation from a labial onset: B&S reconstruct *ɢ(r)ək-s > yiH > yì ‘different’.

These reconstructions resolve an interesting range of issues, but there is a difficulty: Qiu Xigui (2012) observed that occurs in the Shijing and Shujing in some of the same contexts where was used in the oracular inscriptions. This is difficult to explain with our reconstructions *ɢ(r)ək-s and *l̥ək: in the current framework there is no way that an OC *ɢ- or *ɢ(r)- can evolve to a late OC lateral; but *m-r- does evolve regularly to late OC *l- (Baxter and Sagart 2014:133). Consequently it is preferable to reconstruct as *m-rək. Further, would be a perfect phonetic for ‘wing’ in Zhou times is ‘wing’ itself were *m-rək. Replacing initial *ɢʷr by *m-r- would not prevent labial-to-labial dissimilation, since m is labial too: a terminal Shang-time or initial Zhou-time *m-rəp would dissimilate to early Zhou *m-rək just as well. In addition, the new proposal would avoid the complication of supposing that in ‘wing’ and ‘next day’, phonetic stands for . If *k is a prefix in *k.rəp > lip > lì ‘stand (v.)’ (our reconstruction leaves the possibility open) then the root *rəp is eligible for prefixation by *m-, which in verbs marks actions controlled by the subject.

An OC *m-r- would give *z- in Proto-Min (p. 134, table 4.39). Indeed, ‘wing’ has *z- in Proto-Min (Norman 1974:34).

Externally, the new reconstruction *m-rəp ‘wing’ would make an attractive match for Proto-Tangkhulic *raap ‘rib’ (Mortensen) and the etymon #558 PTB *s/b-ram RIB in the STEDT. The folded wings of a bird are located along its sides, like the ribs.

Compare

OC (proposed)

Proto-Min (Norman 1974)

PTB (STEDT)

*m-rəp > yik > yì ‘wing’

*z-

*s/b-ram RIB

*m-rəŋ > ying > yíng ‘fly’

*z-

*s-b-(r/y)aŋ FLY (n.) / BEE

where OC *m-r- appears to correspond to the /b-r-/ onset strings in the two STEDT reconstructions.

References

Baxter, William H. and Laurent Sagart. 2014. Old Chinese: a new reconstruction. New York: Oxford University Press.

Norman, Jerry. 1974. The initials of Proto-Min. Journal of Chinese Linguistics 2.27-36.

Qiú Xīguī 裘錫圭. 2012. Bǔcí “[yì]” zì hé Shī, Shū lǐ de “[shì]” zì 卜辭 “異” 字和詩、書裏的 “式” 字. Qiú Xīguī xuéshù wénjí 裘錫圭學術文集, vol. 1, 212–229. ( 6 v.). Shànghǎi 上海: Fùdàn dàxué chūbǎnshè 復旦大學出版社.

Cite this post as: Laurent Sagart, "OC ‘wing’ and ‘next day’," in Sino-Tibetan-Austronesian, 21/02/2020, https://stan.hypotheses.org/526.

A dialectal sound change in the Shi Jing: -it-s > -ut-s after labial consonant

[This post was revised March 12 and 15, 2020]

There are at least six examples in the Odes of OC *-it-s rhyming with *-ut-s (whether original OC *-ut-s, or *-ut-s from OC *-up-s). This happens only when *-it-s is preceded by a labial consonant. Most likely, a dialectal sound change has taken place, changing *-it-s to *-ut-s after a [+labial] consonant, and allowing words pronounced as *-it-s elsewhere to rhyme with *-ut-s:

*-it-s > *-ut-s /[+labial] __

The locations in the Odes where this rhyming can be seen are:

  • 58.5 *mi[t]-s with *sə-lu[t]-s,
  • 60.1 悸 *[g]ʷi[t]-s with *sə-lu[t]-s,
  • 65.2 穟 *s.[ɢ]ʷi[t]-s with 醉 *Cə.tsu[t]-s [added March 15]
  • 241.3 季 *kʷi[t]-s with 對 *[t]ˤ[u]p-s,
  • 241.4 季 *kʷi[t]-s with 類 *[r]u[t]-s,
  • 256.4 寐 *mi[t]-s with 內 *nˤ[u]p-s.

Presumably each of the twelve words above ended in [uts] in the pronunciation these odes were composed in, whence the particular rhyming pattern. Note that rhymes twice with *-ut-s in different stanzas of ode 241, each time with different words: this shows the phenomenon is not a fluke, but a dialectal characteristic.

This rhyming tends to make the OC vowel in *[t]ˤ[u]p-s and *nˤ[u]p-s more secure, as the alternative to *u in both cases is *ə, not *i. The brackets around [u] are no more needed.

Odes 241 and 256 are part of the Da Ya, a section believed to be associated with western Zhou and (north-)western China at the time. Odes 58, 60 and 65 are from the Guo Feng section (58 and 60 from 衛風, Hebei-Henan boundary;  65  from  王風 , We may be dealing with a northern/northwestern isogloss.

For the numbering of the Odes readers should refer to Appendix B in Baxter (1992), and to Mattis List’s Shijing Rhyme Browser (March 12, 2020: thanks, Mattis, for modifying  your browser to allow queries by OC rhyme! reader, to get the browser to list all Shi Jing occurrences of a certain OC rhyme, type the rhyme in B&S system, within double angle brackets, like this: «ək», in the query window).

A counterexample ?

There is in the entire Da Ya and Wei () Feng sections of the Shi Jing a single example of *-it-s after a labial NOT rhyming as *-ut-s: in 245.4 (Daya), ‘ear of grain’, OC *s.[ɢ]ʷi[t]-s (same word as , the older graph) rhymes with , MC bajH. This MC form could go back to either of *-at-s or (following a labial consonant) *-ots , but the fact that the phonetic series’s head-word is 巿 *put ‘knee covers’ suggests that the MC reading with -ajH is anomalous, even if from *-ot-s, and that Ode 245 read as *-ut-s.

Consequently there is no strong counterexample to the change *-it-s > *-ut-s /[+labial] __ in the Da Ya, Wei () Feng and Wang (王) Feng sections of the Odes, and we may regard this as a constant dialect feature of these sections of the Shi Jing.

Outside of the Daya, Wei () and Wang (王) Feng, the change does not occur at all. In the Guo Feng we have:

  • 30.3 *mi[t]-s with 嚏 *[t]ˤi[t]-s,
  • 53.1 *pi[t]-s with 四 *s.li[j]-s,
  • 110.2 *mi[t]-s and *kʷi[t]-s with *[kʰ]i[t]-s.

Odes 30, 53 and 110 belong, respectively, to Bei Feng 邶風 (Henan, between Zhengzhou and Anyang), Yong Feng 鄘風 (Henan, near Bei) and Wei Feng 魏風 (south Shanxi): a region on the middle course of the Yellow River valley.

In the Xiaoya there are no examples of the change, at all. Where *-it-s occurs after a labial consonant, it rhymes with *i words:

197.4 嘒 *qʷʰˤi[t] -s and 淠 *pʰˤi[t]-s and *mi[t]-s with 屆 *kˤr[i][t]-s,

222.2 qʷʰˤi[t] -s and 淠 *pʰˤi[t]-s with *s.li[j]-s and 屆 *kˤr[i][t]-s.

In these two instances, the presence of 屆 kˤr[i][t]-s and 駟 *s.li[j]-s in the rhyme sequences guarantees that 嘒* qʷʰˤi[t] -s, 淠 *pʰˤi[t]-s and 寐*mi[t]-s were pronounced with *i vowel.

[added Feb. 14, 2021: find a sequel to this post here]

Cite this post as: Laurent Sagart, "A dialectal sound change in the Shi Jing: -it-s > -ut-s after labial consonant," in Sino-Tibetan-Austronesian, 06/02/2020, https://stan.hypotheses.org/450.

Is 袁 yuán ‘long robe’ a ghost word?a response to Guillaume Jacques

In a comment on a post of Guillaume Jacques’s I cited the word 袁 yuán ‘long robe’ as being cognate with Tibetan གོན་ gon “clothing”. This drew a response from Guillaume, from which I extract these passages:

“l’étymologie avec 袁 est difficilement acceptable philologiquement: la glose que tu cites « long robe » est la traduction de celle du shuowen 长衣貌, mais ce mot supposé est sans attestation textuelle (无书证); les dictionnaires ne citent que les gloses de dictionnaires: http://www.guoxuedashi.com/kangxi/pic.php?f=gxhz&p=2055”

and:

“Je pense que l’on ne peut pas utiliser de mots dont l’existence même n’est pas assurée pour faire du comparatisme (en plus quand bien même il aurait existé, la glose X貌 suggère qu’il devait plutôt s’agir d’un idéophone, pas d’un nom).”

Real words do not always occur in the received literature; for instance the Cantonese and Hakka popular word for “egg” has no early Chinese text occurrences, yet it corresponds well to the word “egg” in other ST languages (Baxter and Sagart 2014:324).

Specifically with regard to 袁:

The same word appears written as 褑 and 褤 in the Ji Yun 集韻 with the spelling 于元切= hjwon,and the gloss 衣也 “clothing”. The Ji Yun here is not citing the Shuo Wen, since the characters and the gloss wording are different.

The Shuo Wen itself which says “袁, 长衣貌也” is not citing an earlier dictionary/word list either, since there is no earlier attestation of the character, and the Shuo Wen is the first Chinese dictionary.

Dialectally the word is attested. Huang Kan 黄侃 in his《蕲春语》wrote that a long robe is called 長褑 in his own dialect, noting that the word must be the same as 褑 in the Ji Yun.

Although there are no early text examples of 袁, the character is attested both paleographically and as the head of a phonetic series. It includes 衣 “clothing” and a hand.

There is, then, no reason to assume that 袁 is not a real word. The comparison to WT gon is not problematic.

references

Baxter, William H. and Laurent Sagart. 2014. Old Chinese: a new reconstruction. New York: Oxford University Press.

Cite this post as: Laurent Sagart, "Is 袁 yuán ‘long robe’ a ghost word?a response to Guillaume Jacques," in Sino-Tibetan-Austronesian, 08/11/2018, https://stan.hypotheses.org/237.